Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JEFF SWARZ
1563420
M.M. DILLON + CO. LLC
19878
JEFF ROBERT SWARZ
1563420
M M DILLION + CO. LLC
19878
Companies
Company Name
GLUCOTEC INC
COREGEN, INC.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-05-22
D
$4,130,000.00
Yes
$0.00
No
INCLUDES 7% WARRANT COVERAGE ISSUED TO BROKER WHERE APPLICABLE SALES COMMISSIONS WERE PAYABLE
2025-02-28
D
$700,000.00
Yes
$0.00
No
INCLUDES 7% WARRANT COVERAGE ISSUED TO BROKER WHERE APPLICABLE SALES COMMISSIONS WERE PAYABLE
2025-02-28
D
$1,400,000.00
Yes
$0.00
No
INCLUDES 7% WARRANT COVERAGE ISSUED TO BROKER WHERE APPLICABLE SALES COMMISSIONS WERE PAYABLE
2024-03-08
D
$84,000.00
No
$0.00
No
2011-09-16
D
$0.00
No
$435,849.00
Yes
2011-06-09
D
$0.00
No
$140,000.00
Yes
EXCLUDES EXPENSE REIMBURSEMENT