Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FUNDAMERICA SECURITIES, LLC
156214
CARLOS NOE OTALVARO
2942434
CARLOS NOE OTALVARO
29422434
FUNDAMERICA SECURITIES
156214
FUND AMERICA SECURITIES
156214
CARLOS NOE OTALVARO
2942434
FUND AMERICA SECURITIES, LLC
156214
FUND AMERICA SECURITIES, LLC
NONE
NONE
NONE
FUNDAMERICA SECURITIES
156214
NONE
NONE
FUNDAMERICA SECURITIES
156214
JONATHAN ANDREW SELF
4497531
JUMPSTART SECURITIES, LLC
156214
JUMPSTART SECURITIES, LLC
156214
N/A
NONE
NONE
NONE
JUMPSTART SECURITIES, LLC
156214
JUMPSTART SECURITIES, LLC
156214
NONE
NONE
JUMPSTART SECURITIES
156214
CHUCK YOUNGMAN
6115289
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-05-23
D/A
$99,750.00
Yes
$0.00
No
UP TO 7% COMMISSIONS ON SALES, TOTAL OF 11% EXPENSES (INCLUDING COMMISSIONS) ON OFFERING.
2023-05-17
D
$99,750.00
Yes
$0.00
No
UP TO 7% COMMISSIONS ON SALES, TOTAL OF 11% EXPENSES (INCLUDING COMMISSIONS) ON OFFERING.
2020-06-02
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 WILL RECEIVE A COMMISSION OF 1% OF THE GROSS AMOUNT OF THE INVESTMENTS INTRODUCED BY THE SUCH PERSONS.
2019-10-16
D/A
$0.00
No
$0.00
No
2019-08-16
D
$20,770.00
Yes
$0.00
No
2017-01-12
D
$900,000.00
Yes
$0.00
No
2016-09-30
D
$0.00
No
$0.00
No
2016-08-31
D
$500.00
No
$0.00
No
2016-05-10
D/A
$280,800.00
No
$0.00
No
THIS AMOUNT WAS PAID TO THE PLACEMENT AGENT, HOULIHAN CAPITAL, LLC.
2016-02-11
D
$70,500.00
Yes
$0.00
No
2015-11-23
D/A
$0.00
Yes
$0.00
Yes
2015-10-27
D
$100,000.00
Yes
$0.00
No
THE COMMISSION IS .5%.
2015-10-21
D
$50,000.00
Yes
$0.00
Yes
ESTIMATE IS BASED UPON CURRENT CONTRACTURAL OBLIGATION OF 0.5% OF CAPITAL RAISED. ISSUER RESERVES THE RIGHT TO PAY COMMISSIONS AND FEES OF UP TO 8% TO BROKERS AND FINDERS, PURSUANT TO APPLICABLE LAW, BUT HAS NO CURRENT OBLIGATION.