Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

THOMAS HEILMAN II
1445421
HOULIHAN CAPITAL
156028
NONE
NONE
HOULIHAN CAPITAL, LLC
156028
NONE
NONE
HOULIHAN CAPITAL, LLC
156028
HOULIHAN CAPITAL, LLC
156028
HOULIHAN CAPITAL, LLC
156028
HOULIHAN CAPITAL, LLC
156028
HOULIHAN CAPITAL, LLC
156028
NONE
NONE
HOULIHAN CAPITAL, LLC
156028
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-01-21
D
$0.00
Yes
$0.00
Yes
2016-10-19
D
$150,000.00
No
$0.00
No
2016-09-28
D
$175,000.00
No
$0.00
No
2016-05-10
D/A
$280,800.00
No
$0.00
No
THIS AMOUNT WAS PAID TO THE PLACEMENT AGENT, HOULIHAN CAPITAL, LLC.
2016-03-17
D
$280,800.00
No
$0.00
No
THIS AMOUNT WAS PAID TO THE PLACEMENT AGENT, HOULIHAN CAPITAL, LLC.
2016-03-17
D/A
$280,800.00
No
$0.00
No
THIS AMOUNT WAS PAID TO THE PLACEMENT AGENT, HOULIHAN CAPITAL, LLC.
2015-12-28
D
$0.00
No
$136,500.00
No
2012-09-28
D
$147,000.00
No
$0.00
No