Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

QA3 FINANCIAL CORP.
14754
JOHN DAVID HEBERT
1556657
DIRECT CAPITAL SECURITIES, INC.
29639
JOHN D. HERBERT
1556657
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$145,000.00
Yes
$0.00
No
D
$145,000.00
Yes
$0.00
No
D
$179,000.00
Yes
$0.00
No