Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
FULCRUM CAPITAL MARKETS LLC
155634
FULCRUM CAPITAL MARKETS LLC
155634
MIRIAM FREIER
5166619
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
No
THE PERSON LISTED IN ITEM 12 IS OR WAS ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
THE PERSON LISTED IN ITEM 12 IS OR WAS ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
THE PERSON LISTED IN ITEM 12 IS OR WAS ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
THE PERSON LISTED IN ITEM 12 IS OR WAS ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE OR WERE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
No
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE OR WERE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
FULCRUM RECEIVED A $50,000 RETAINER NOT REPRESENTATIVE OF SALES COMMISSIONS OR PLACEMENT FEES.
D/A
$0.00
Yes
$0.00
No
FULCRUM RECEIVED A $50,000 RETAINER NOT REPRESENTATIVE OF SALES COMMISSIONS OR PLACEMENT FEES.
D/A
$0.00
No
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE OR WERE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE OR WERE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
FULCRUM RECEIVED A $50,000 RETAINER NOT REPRESENTATIVE OF SALES COMMISSIONS OR PLACEMENT FEES.
D/A
$0.00
Yes
$0.00
No
FULCRUM RECEIVED A $50,000 RETAINER NOT REPRESENTATIVE OF SALES COMMISSIONS OR PLACEMENT FEES.
D/A
$0.00
No
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
No
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 ARE ENTITLED TO RECEIVE A PORTION OF THE MANAGEMENT FEE AND INCENTIVE ALLOCATION OTHERWISE PAYABLE TO THE INVESTMENT MANAGER AND/OR ITS AFFILIATES.
