Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
TOWERBROOK FINANCIAL, L.P.
155535
NONE
NONE
TOWERBROOK FINANCIAL, L.P.
155535
NONE
NONE
TOWERBROOK FINANCIAL, L.P.
155535
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$16,700,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF ISSUER-S MANAGER. SALES COMMISSIONS ARE TOTAL AMOUNTS PAID OR EXPECTED TO BE PAID TO THOSE IN ITEM 12 OVER TIME FOR SALES OF INTERESTS IN ISSUER OR CERTAIN RELATED ENTITIES.
D/A
$16,700,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF ISSUER-S MANAGER. SALES COMMISSIONS ARE TOTAL AMOUNTS PAID OR EXPECTED TO BE PAID TO THOSE IN ITEM 12 OVER TIME FOR SALES OF INTERESTS IN ISSUER OR CERTAIN RELATED ENTITIES.
D/A
$16,700,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF ISSUER-S MANAGER. SALES COMMISSIONS ARE TOTAL AMOUNTS PAID OR EXPECTED TO BE PAID TO THOSE IN ITEM 12 OVER TIME FOR SALES OF INTERESTS IN ISSUER OR CERTAIN RELATED ENTITIES.
D/A
$16,700,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF ISSUER-S MANAGER. SALES COMMISSIONS ARE TOTAL AMOUNTS PAID OR EXPECTED TO BE PAID TO THOSE IN ITEM 12 OVER TIME FOR SALES OF INTERESTS IN ISSUER OR CERTAIN RELATED ENTITIES.
D/A
$13,000,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF MANAGER OF ISSUER. SALES COMMS. REPRESENT TOTAL PAID AND EXPECTED TO BE PAID TO UBS SECURITIES LLC AND BIG PATH CAPITAL FOR SALES OF INTERESTS IN ISSUER OR RELATED ENTITIES.
D/A
$13,000,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF MANAGER OF ISSUER. SALES COMMS. REPRESENT TOTAL PAID AND EXPECTED TO BE PAID TO UBS SECURITIES LLC AND BIG PATH CAPITAL FOR SALES OF INTERESTS IN ISSUER OR RELATED ENTITIES.
D/A
$13,000,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF MANAGER OF ISSUER. SALES COMMS. REPRESENT TOTAL PAID AND EXPECTED TO BE PAID TO UBS SECURITIES LLC AND BIG PATH CAPITAL FOR SALES OF INTERESTS IN ISSUER OR RELATED ENTITIES.
D/A
$7,650,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MAN. OF THE ISSUER. SALES COMMS. REPRESENT AN ESTIMATE TO BE PAID TO UBS SECURITIES LLC OVER TIME FOR SALES OF INTERESTS IN THE ISSUER AND/OR RELATED ENTITIES.
D/A
$7,650,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MAN. OF THE ISSUER. SALES COMMS. REPRESENT AN ESTIMATE TO BE PAID TO UBS SECURITIES LLC OVER TIME FOR SALES OF INTERESTS IN THE ISSUER AND/OR RELATED ENTITIES.
D/A
$7,650,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MAN. OF THE ISSUER. SALES COMMS. REPRESENT AN ESTIMATE TO BE PAID TO UBS SECURITIES LLC OVER TIME FOR SALES OF INTERESTS IN THE ISSUER AND/OR RELATED ENTITIES.
D/A
$2,312,500.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MAN. OF THE ISSUER. SALES COMMS. REPRESENT AN ESTIMATE TO BE PAID TO UBS SECURITIES LLC OVER TIME FOR SALES OF INTERESTS IN THE ISSUER AND/OR RELATED ENTITIES.
D/A
$7,650,000.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MAN. OF THE ISSUER. SALES COMMS. REPRESENT AN ESTIMATE TO BE PAID TO UBS SECURITIES LLC OVER TIME FOR SALES OF INTERESTS IN THE ISSUER AND/OR RELATED ENTITIES.
D/A
$2,312,500.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MAN. OF THE ISSUER. SALES COMMS. REPRESENT AN ESTIMATE TO BE PAID TO UBS SECURITIES LLC OVER TIME FOR SALES OF INTERESTS IN THE ISSUER AND/OR RELATED ENTITIES.
D/A
$2,312,500.00
Yes
$0.00
No
TOWERBROOK FINANCIAL, LP IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MAN. OF THE ISSUER. SALES COMMS. REPRESENT AN ESTIMATE TO BE PAID TO UBS SECURITIES LLC OVER TIME FOR SALES OF INTERESTS IN THE ISSUER AND/OR RELATED ENTITIES.
D
$0.00
No
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MANAGER OF THE ISSUER.
D
$1,250,000.00
Yes
$0.00
No
SALES COMMISSIONS WERE PAID ONLY TO UBS SECURITIES LLC. TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MANAGER OF THE ISSUER.
D
$0.00
No
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MANAGER OF THE ISSUER.
D
$0.00
No
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MANAGER OF THE ISSUER.
D
$0.00
No
$0.00
No
TOWERBROOK FINANCIAL, L.P. IS COMPENSATED ON A COST-PLUS BASIS BY AN AFFILIATE OF THE INVESTMENT MANAGER OF THE ISSUER.
