Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES L.L.C.
154788
TCG SECURITIES L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES. L.L.C.
154788
NOT APPLICABLE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C
154788
TCG SECURITIES, L.L.C
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
NOT APPLICABLE
NONE
TCG SECURITIES L.L.C
154788
TCG SECURITIES L.L.C
154788
TCG SECURITIES, L.L.C.
154788
N/A
NONE
TCG SECURITIES, L.L.C.
154788
NOT APPLICABLE
NONE
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C
154788
TCG SECURITIES, L.L.C
154788
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
NONE
NONE
TCG SECURITIES, L.L.C.
154788
TCG SECURITIES, L.L.C.
154788
NOT APPLICABLE
NONE
TCG CAPITAL MARKETS L.L.C.
154788
TCG CAPITAL MARKETS L.L.C.
154788
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$1,916,275.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH
COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S
INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$645,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH
COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$545,000.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH
COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S
INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$10,818,208.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS
D/A
$2,500,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$410,850.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH
COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S
INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$100,000.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$100,000.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$100,000.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$7,000,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATES OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$16,300,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATES OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS, AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$2,000,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER. SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$1,000,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$2,979,949.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH
COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$2,699,963.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$600,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$2,699,963.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$2,979,949.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D
$0.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY METROPOLITAN, NOT THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP RECEIVE COMPENSATION IN PART BASED ON THE
CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY METROPOLITAN, NOT THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP RECEIVE COMPENSATION IN PART BASED ON THE
CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY METROPOLITAN, NOT THE FUND-S INVESTORS.
D/A
$194,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$60,000.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$2,264,560.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$12,828,358.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$818,813.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP
("CARLYLE") RECEIVE COMPENSATION IN PART BASED
ON THE CAPITAL RAISED; SUCH COMPENSATION IS
BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS, AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS, AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$579,500.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$16,308,896.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$600,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$4,467,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$8,173,456.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE ISSUER-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D
$55,000.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART
BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S
INVESTORS.
D/A
$7,017,858.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$652,000.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$405,210.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY METROPOLITAN, NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$6,179,000.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE")INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$3,323,300.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$3,446,508.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$6,079,000.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE")INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$3,323,300.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$3,347,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$142,808.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$3,347,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTEREST RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER, SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$143,700.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE")INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
No
THE FEE, IF ANY, WILL BE PAID IN CONNECTION W/SALES MADE OUTSIDE THE US. MOREOVER, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP (CARLYLE) RECEIVE COMPENSATION.
D/A
$4,172,573.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$109,800.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE")INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$3,188,130.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS ARE COMPENSATED IN PART DUE TO CAPITAL RAISED FOR FUND; SUCH COMPENSATION AS WELL AS OTHER FINDER-S FEES- IS BORNE BY CARLYLE AND NOT BY FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE")INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$310,000.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF ISSUER INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE ISSUER; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVED COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$2,500.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP
("CARLYLE") RECEIVE COMPENSATION IN PART BASED
ON THE CAPITAL RAISED; SUCH COMPENSATION IS
BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$10,000.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$10,285,245.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$8,335,245.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$3,204,117.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS ARE COMPENSATED IN PART DUE TO CAPITAL RAISED FOR FUND; SUCH COMPENSATION AS WELL AS OTHER FINDER-S FEES- IS BORNE BY CARLYLE AND NOT BY FUND-S INVESTORS.
D/A
$8,763,394.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
No
$14,000.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$14,000.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$5,990,245.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D
$1,812,340.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$9,593,439.00
No
$0.00
No
EMPLOYEES OF TCG SECURITIES, A GP AFFILIATE (TCG), PARTICIPATE IN THE SALE OF FUND INTERESTS AND RECEIVE COMPENSATION PARTLY BASED ON AMOUNT RAISED FOR FUND; SUCH COMP. IS PAID BY TCG AND NOT BY FUND AND IS NOT INCLUDED IN AMOUNT ABOVE.
D/A
$0.00
No
$14,000.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
No
$14,000.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$7,503,439.00
Yes
$0.00
No
EMPLOYEES OF TCG SECURITIES, A GP AFFILIATES (TCG), PARTICIPATE IN THE SALE OF FUND INTERESTS AND RECEIVE COMPENSATION PARTLY BASED ON AMOUNT RAISED FOR FUND; SUCH COMP. IS PAID BY TCG AND NOT BY FUND AND IS NOT INCLUDED IN AMOUNT ABOVE.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENTS HAVE RECEIVED NO SALES COMMISSIONS TO DATE, BUT ONE HAS RECEIVED A $10,000 MONTHLY RETAINER SINCE DECEMBER 2014 IN RELATION TO SEVERAL FUND INCLUDING THE ISSUER, AND REIMBURSEMENT OF SOLICITATION-RELATED EXPENSES UP TO $1000 PER MO.
D/A
$174,694.00
Yes
$0.00
No
FEE WILL BE PAID IN CONNECTION W/SALES MADE OUTSIDE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP (CARLYLE) RECEIVE COMP. IN PART BASED ON CAPITAL RAISED; SUCH COMP. IS BORNE BY CARLYLE, NOT ISSUER-S INVESTORS. FEE SUBJECT TO FX FLUCTUATIONS.
D/A
$160,940.00
Yes
$0.00
No
FEE WILL BE PAID IN CONNECTION W/SALES MADE OUTSIDE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP (CARLYLE) RECEIVE COMP. IN PART BASED ON CAPITAL RAISED; SUCH COMP. IS BORNE BY CARLYLE, NOT ISSUER-S INVESTORS. FEE SUBJECT TO FX FLUCTUATIONS.
D/A
$5,700,000.00
Yes
$0.00
No
EMPLOYEES OF TCG SECURITIES, A GP AFFILIATES (TCG), PARTICIPATE IN THE SALE OF FUND INTERESTS AND RECEIVE COMPENSATION PARTLY BASED ON AMOUNT RAISED FOR FUND; SUCH COMP. IS PAID BY TCG AND NOT BY FUND AND IS NOT INCLUDED IN AMOUNT ABOVE.
D/A
$5,160,823.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$5,160,823.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$5,160,823.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$984,487.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$50,000.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$933,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER-S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$933,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER-S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$933,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER-S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENTS HAVE RECEIVED NO SALES COMMISSIONS TO DATE, BUT ONE HAS RECEIVED A $10,000 MONTHLY RETAINER SINCE DECEMBER 2014 IN RELATION TO SEVERAL FUNDS INCLUDING THE ISSUER, AND REIMBURSEMENT OF SOLICITATION-RELATED EXPENSES UP TO $1000 PER MO.
D/A
$6,345,876.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$1,649,878.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS ARE COMPENSATED IN PART DUE TO CAPITAL RAISED FOR FUND; SUCH COMPENSATION AS WELL AS OTHER FINDER-S FEES- IS BORNE BY CARLYLE AND NOT BY FUND-S INVESTORS.
D/A
$0.00
No
$0.00
No
THE FEE WILL BE PAID IN CONNECTION W/SALES MADE OUTSIDE THE US. MOREOVER, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP (CARLYLE) RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMP. IS BORNE BY CARLYLE, NOT THE ISSUER-S INVESTORS.
D/A
$174,694.00
Yes
$0.00
No
THE FEE WILL BE PAID IN CONNECTION W/SALES MADE OUTSIDE THE US. MOREOVER, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP (CARLYLE) RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMP. IS BORNE BY CARLYLE, NOT THE ISSUER-S INVESTORS.
D/A
$933,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$933,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D
$933,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D
$933,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$50,000.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$963,237.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$11,701,502.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS. AMOUNT APPLIES TO ISSUER AND AFFILIATED FUNDS.
D/A
$7,731,178.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$28,125.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$708,112.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$14,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS ARE COMPENSATED IN PART DUE TO CAPITAL RAISED FOR FUND; SUCH COMPENSATION AS WELL AS OTHER FINDER-S FEES- IS BORNE BY CARLYLE AND NOT BY FUND-S INVESTORS.
D/A
$18,750.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$489,375.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$10,447,435.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS. AMOUNT APPLIES TO ISSUER + AFFILIATED FUND (CEP IV DOLLAR FEEDER, L.P.).
D/A
$763,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$763,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$763,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$763,440.00
Yes
$500,000.00
Yes
EMPLOYEES OF A GP AFFILIATE ("CARLYLE") INVOLVED IN SALES OF INTERESTS RECEIVE COMPENSATION PARTLY BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE SOLELY BY CARLYLE. SALES COMMISSIONS AND FINDER?S FEES ARE GIVEN SUBJECT TO FUTURE CONTINGENCIES.
D/A
$0.00
Yes
$0.00
Yes
GENERALLY, AS NOTED ABOVE, BARCLAYS RECEIVES A FIXED FEE PAID IN RELATION TO CLIENTS INTRODUCED BY IT TO THE ISSUER. TCG ALSO DIRECTLY OR INDIRECTLY RECEIVES COMMISSIONS OR SIMILAR SALES COMPENSATION IN RELATION TO THE OFFERING.
D/A
$671,343.00
No
$0.00
Yes
GENERALLY, AS NOTED ABOVE, BARCLAYS RECEIVES A FIXED FEE PAID IN RELATION TO CLIENTS INTRODUCED BY IT TO THE ISSUER. TCG ALSO DIRECTLY OR INDIRECTLY RECEIVES COMMISSIONS OR SIMILAR SALES COMPENSATION IN RELATION TO THE OFFERING.
D/A
$3,464,396.00
No
$0.00
Yes
GENERALLY, AS NOTED ABOVE, BARCLAYS RECEIVES A FIXED FEE PAID IN RELATION TO CLIENTS INTRODUCED BY IT TO THE ISSUER. TCG ALSO DIRECTLY OR INDIRECTLY RECEIVES COMMISSIONS OR SIMILAR SALES COMPENSATION IN RELATION TO THE OFFERING.
D/A
$938.00
No
$0.00
Yes
GENERALLY, AS NOTED ABOVE, BARCLAYS RECEIVES A FIXED FEE PAID IN RELATION TO CLIENTS INTRODUCED BY IT TO THE ISSUER. TCG ALSO DIRECTLY OR INDIRECTLY RECEIVES COMMISSIONS OR SIMILAR SALES COMPENSATION IN RELATION TO THE OFFERING.
D/A
$7,456,570.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS. AMOUNT APPLIES TO ISSUER + AFFILIATED FUND (CEP IV DOLLAR FEEDER, L.P.).
D/A
$6,525,178.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$23,812,130.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$3,387,750.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$3,387,750.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$3,387,750.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$3,356,250.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$3,356,250.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$3,356,250.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$2,500,000.00
Yes
$0.00
No
IN ADDITION, EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS
D/A
$0.00
No
$0.00
No
THE FEE, IF ANY, WILL BE PAID IN CONNECTION W/SALES MADE OUTSIDE THE US. MOREOVER, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP (CARLYLE) RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMP. IS BORNE BY CARLYLE, NOT THE ISSUER-S INVESTORS.
D/A
$0.00
No
$0.00
No
THE FEE, IF ANY, WILL BE PAID IN CONNECTION W/SALES MADE OUTSIDE THE US. MOREOVER, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP (CARLYLE) RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMP. IS BORNE BY CARLYLE, NOT THE ISSUER-S INVESTORS.
D/A
$1,291,000.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$1,291,000.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$1,291,000.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$1,332,500.00
No
$41,500.00
No
THE FEE WAS PAID IN CONNECTION WITH SALES MADE INSIDE/OUTSIDE THE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$5,834,213.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS. AMOUNT APPLIES TO ISSUER + AFFILIATED FUND (CEP IV DOLLAR FEEDER, L.P.).
D/A
$5,034,178.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATES) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$2,109,750.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$921,000.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$921,000.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$921,000.00
Yes
$116,200.00
Yes
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$921,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D
$921,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D
$921,000.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$23,812,130.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$2,927,160.00
No
$5,070,350.00
No
THE FEE WAS PAID IN CONNECTION WITH SALES MADE INSIDE/OUTSIDE THE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 ABOVE IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$15,345,080.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$2,927,160.00
No
$5,070,350.00
No
THE FEE WAS PAID IN CONNECTION WITH SALES MADE INSIDE/OUTSIDE THE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$1,332,500.00
Yes
$0.00
No
THE FEE WAS PAID IN CONNECTION WITH SALES MADE INSIDE/OUTSIDE THE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF THE GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF THE GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$10,500,000.00
Yes
$0.00
Yes
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE CLASS B SHAREHOLDERS ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$6,580,690.00
Yes
$0.00
No
THE FEE WAS PAID IN CONNECTION WITH SALES MADE INSIDE/OUTSIDE THE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISE; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$2,147,750.00
Yes
$10,000.00
Yes
THE FEE WAS PAID IN CONNECTION WITH SALES MADE INSIDE/OUTSIDE THE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$2,072,750.00
Yes
$0.00
No
THE FEE WAS PAID IN CONNECTION WITH SALES MADE INSIDE/OUTSIDE THE US. ALSO, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$14,989,760.00
Yes
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D/A
$125,000.00
No
$0.00
No
THE FEE WAS PAID IN CONNECTION WITH SALES MADE OUTSIDE THE US. IN ADDITION, CERTAIN EMPLOYEES OF AN AFFILIATE OF THE GP ("CARLYLE") RECEIVE COMPENSATION IN PART BASED ON THE CAPITAL RAISED; SUCH COMPENSATION IS BORNE BY CARLYLE, NOT THE FUND-S INVESTORS.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
No
$0.00
No
EMPLOYEES OF AFFILIATE OF GP ("CARLYLE") INVOLVED IN THE PLACEMENT OF FUND INTERESTS RECEIVE COMPENSATION IN PART BASED ON THE AMOUNT OF CAPITAL RAISED FOR THE FUND; SUCH COMPENSATION IS BORNE BY CARLYLE AND NOT BY THE FUND-S INVESTORS.
D
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$3,021,800.00
No
$0.00
No
EMPLOYEES OF TCG SECURITIES, A GP AFFILIATE (TCG), PARTICIPATE IN THE SALE OF FUND INTERESTS AND RECEIVE COMPENSATION PARTLY
BASED ON AMOUNT RAISED FOR FUND; SUCH
COMP. IS PAID BY TCG AND NOT BY FUND
AND IS NOT INCLUDED IN AMOUNT ABOVE.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
