Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
TIGRESS FINANCIAL PARTNERS LLC
154717
NONE
NONE
TIGRESS FINANCIAL PARTNERS LLC
154717
TIGRESS FINANCIAL PARTNERS LLC
154717
TIGRESS FINANCIAL PARTNERS LLC
154717
NONE
NONE
TIGRESS FINANCIAL PARTNERS LLC
154717
TIGRESS FINANCIAL PARTNERS LLC
154717
TIGRESS FINANCIAL PARTNERS LLC
154717
NONE
NONE
TIGRESS FINANCIAL PARTNERS, LLC
154717
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-02-20
D/A
$881,139.00
Yes
$0.00
Yes
2019-11-14
D/A
$105,077.00
Yes
$0.00
Yes
2019-02-20
D/A
$686,070.00
Yes
$0.00
Yes
2017-01-27
D
$63,308.00
No
$0.00
No
2016-11-01
D
$136,500.00
Yes
$0.00
No
2016-11-01
D/A
$136,500.00
Yes
$0.00
No
2016-07-14
D
$67,500.00
No
$0.00
No
2016-03-10
D/A
$0.00
No
$0.00
No
THE FIRM(S) LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2016-03-10
D/A
$0.00
No
$0.00
No
THE FIRM(S) LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2015-08-26
D
$75,000.00
No
$0.00
No
2015-07-20
D/A
$0.00
Yes
$0.00
Yes
THE FIRM(S) LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2015-07-20
D/A
$0.00
Yes
$0.00
Yes
2015-07-20
D/A
$0.00
Yes
$0.00
Yes
THE FIRM(S) LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.