Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

STANWICH ADVISORS LLC
124667
WILLIAM MARK LINNAN
1547144
STANWICH ADVISORS LLC
124667
WILLIAM MARK LINNAN
1547144
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-08-31
D/A
$421,875.00
No
$0.00
No
2021-06-01
D
$225,532.00
No
$0.00
No
2020-04-10
D/A
$337,500.00
No
$88,667.00
No
AMOUNTS LISTED ARE AGGREGATE AMOUNTS FOR THIS FUND IV-B AND ITS COMPANION FUND IV-A. THE FINDERS- FEES OF $88,667 WERE PAID AS RETAINERS. THE AMOUNTS DO NOT INCLUDE REIMBURSEMENT FOR LEGAL AND TRAVEL EXPENSES MADE IN THE AMOUNT OF $11,707.29.
2020-04-10
D/A
$337,500.00
No
$88,667.00
No
AMOUNTS LISTED ARE AGGREGATE AMOUNTS FOR THIS FUND IV-A AND ITS COMPANION FUND IV-B. THE FINDERS- FEES OF $88,667 WERE PAID AS RETAINERS. THE AMOUNTS DO NOT INCLUDE REIMBURSEMENT FOR LEGAL AND TRAVEL EXPENSES MADE IN THE AMOUNT OF $11,707.29
2020-02-19
D/A
$187,500.00
No
$88,667.00
No
AMOUNTS LISTED ARE AGGREGATE AMOUNTS FOR THIS FUND IV-A AND ITS COMPANION FUND IV-B. THE FINDERS- FEES OF $88,667 WERE OR WILL BE PAID AS RETAINERS. THE AMOUNTS DO NOT INCLUDE REIMBURSEMENT FOR LEGAL AND TRAVEL EXPENSES MADE IN THE AMOUNT OF $11,707.29
2020-02-19
D/A
$187,500.00
No
$88,667.00
No
AMOUNTS LISTED ARE AGGREGATE AMOUNTS FOR THIS FUND IV-B AND ITS COMPANION FUND IV-A. THE FINDERS- FEES OF $88,667 WERE OR WILL BE PAID AS RETAINERS. THE AMOUNTS DO NOT INCLUDE REIMBURSEMENT FOR LEGAL AND TRAVEL EXPENSES MADE IN THE AMOUNT OF $11,707.29.