Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ARTIO GLOBAL INSTITUTIONAL SERVICES LLC
154652
ARTIO GLOBAL INSTITUTIONAL SERVICES LLC
154652
ARTIO GLOBAL INSTITUTIONAL SERVICES LLC
154652
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-02-11
D/A
$0.00
Yes
$0.00
No
2012-11-15
D
$0.00
Yes
$0.00
No
SALES FEES WILL BE 6.5% ON FUNDS INVESTED ON HE BASIS OF THE SERVICES OF ARTIO GLOBAL INSTITUTIONAL SERVICES LLC
2011-12-09
D
$0.00
Yes
$0.00
No
SALES FEES WILL BE 6.5% ON FUNDS INVESTED ON THE BASIS OF THE SERVICES OF ARTIO GLOBAL INSTUTIONAL SERVICES LLC
2011-10-12
D/A
$0.00
Yes
$0.00
Yes
2011-10-12
D/A
$0.00
Yes
$0.00
Yes
2011-10-12
D/A
$0.00
No
$0.00
No
2011-10-12
D/A
$0.00
Yes
$0.00
Yes