Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LINSCO/PRIVATE LEDGER
6413
CAROL W. LINKER
1545247
LPL FINANCIAL
6413
CAROL LINKER
1545247
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-16
D
$1,298,181.00
No
$0.00
No
2023-12-19
D
$1,188,362.00
No
$0.00
No
2022-12-13
D
$1,048,323.00
No
$0.00
No
2021-12-08
D
$1,464,531.00
No
$0.00
No
2020-12-28
D
$1,896,736.00
No
$0.00
No
2019-12-12
D
$4,698,863.00
No
$0.00
No
2018-12-07
D
$4,735,637.00
No
$0.00
No
2017-12-18
D
$4,666,134.00
No
$0.00
No
2016-12-08
D
$4,750,744.00
No
$0.00
No
2015-12-11
D
$6,561,469.00
No
$0.00
No
2014-12-05
D/A
$6,634,287.00
No
$0.00
No
2013-12-11
D/A
$6,445,456.00
No
$0.00
No
2013-12-11
D
$6,445,456.00
No
$0.00
No
2012-12-31
D
$6,098,520.00
No
$0.00
No
2011-10-07
D
$5,635,005.00
No
$0.00
No
2011-06-08
D/A
$0.00
No
$0.00
No
2010-08-09
D/A
$0.00
No
$0.00
No
2010-06-17
D/A
$4,708,034.00
No
$0.00
No