Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MINISTRY PARTNERS SECURITIES, LLC
154349
MINISTRY PARTNERS SECURITIES, LLC
154349
MINISTRY PARTNERS SECURITIES, LLC
154349
MINISTRY PARTNERS SECURITIES, LLC
154349
MINISTRY PARTNERS SECURITIES, LLC
154349
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-05
D/A
$1,000,000.00
Yes
$0.00
No
ISSUER PAYS AN ASSETS UNDER MANAGEMENT (AUM) COMPENSATION STRUCTURE. NO AUM FEE WILL BE ASSESSED ON ANY PREVIOUS NOTE ONCE THE COMPENSATION REACHES 2.5%.
2023-02-21
D/A
$1,000,000.00
Yes
$0.00
No
ISSUER PAYS AN ASSETS UNDER MANAGEMENT (AUM) COMPENSATION STRUCTURE. NO AUM FEE WILL BE ASSESSED ON ANY PREVIOUS NOTE ONCE THE COMPENSATION REACHES 2.5%.
2022-11-30
D/A
$1,000,000.00
Yes
$0.00
No
ISSUER PAYS AN ASSETS UNDER MANAGEMENT (AUM) COMPENSATION STRUCTURE. NO AUM FEE WILL BE ASSESSED ON ANY PREVIOUS NOTE ONCE THE COMPENSATION REACHES 2.5%.
2018-08-28
D/A
$1,000,000.00
Yes
$0.00
No
ISSUER PAYS AN ASSETS UNDER MANAGEMENT (AUM) COMPENSATION STRUCTURE. NO AUM FEE WILL BE ASSESSED ON ANY PREVIOUS NOTE ONCE THE COMPENSATION REACHES 2.5% .
2017-10-11
D/A
$1,000,000.00
Yes
$0.00
No
ISSUER HAS AMENDED OFFERING TO TRANSITION FROM COMMMISSIONS TO ASSETS UNDER MANAGEMENT (AUM) COMPENSATION STRUCTURE. NO AUM FEE WILL BE ASSESSED ON ANY PREVIOUS NOTE ONCE THE COMPENSATION REACHES 2.5% .
2017-01-20
D/A
$4,000,000.00
Yes
$0.00
No
ISSUER WILL PAY A MAXIMUM OF 5% IN SALES COMMISSIONS.
2016-05-02
D/A
$1,000,000.00
Yes
$0.00
No
ISSUER WILL PAY A MAXIMUM OF 2.5% IN SALES COMMISSIONS.
2016-02-17
D/A
$4,000,000.00
Yes
$0.00
No
ISSUER WILL PAY A MAXIMUM OF 5% IN SALES COMMISSIONS.
2015-03-31
D/A
$1,000,000.00
Yes
$0.00
No
ISSUER WILL PAY MAXIMUM OF 2.5% SALES COMMISSIONS.
2015-01-27
D
$4,000,000.00
Yes
$0.00
No
ISSUER WILL PAY A MAXIMUM OF 5% IN SALES COMMISSIONS.
2015-01-22
D/A
$3,831.00
No
$0.00
No
2013-04-05
D/A
$3,000,000.00
Yes
$0.00
No
ISSUER WILL PAY MAXIMUM OF 3% SALES COMMISSIONS.
2012-06-15
D
$3,000,000.00
Yes
$0.00
No
ISSUER WILL PAY MAXIMUM OF 3% SALES COMMISSIONS.