Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SANDLAPPER SECURITIES, LLC
137906
KARL LEONARD
1542258
SANDLAPPER SECURITIES, LLC
137906
KARL DELANE LEONARD
1542258
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-08-26
D/A
$5,500,000.00
Yes
$0.00
No
2013-07-02
D/A
$5,500,000.00
Yes
$0.00
No
2013-04-30
D/A
$2,500,000.00
Yes
$0.00
No
SELLING COMMISSIONS - $1,750,000, MANAGING BROKER/DEALER FEE - $250,000, WHOLESALING FEE - $250,000, MARKETING AND DUE DILIGENCE EXPENSES - $250,000
2013-04-04
D/A
$5,500,000.00
Yes
$0.00
No
2012-12-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-10-23
D/A
$5,500,000.00
Yes
$0.00
No
2012-09-07
D/A
$5,500,000.00
Yes
$0.00
No
2012-05-21
D/A
$5,500,000.00
Yes
$0.00
No
2012-04-26
D/A
$1,100,000.00
Yes
$0.00
No