Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
ARTIST CAPITAL INC.
153937
ARTIST CAPITAL INC.
153937
JONATHAN T. SANDS
2739071
NONE
NONE
ARTIST CAPITAL INC.
153937
NONE
NONE
ARTIST CAPITAL INC.
153937
NONE
NONE
ARTIST CAPITAL
153937
ARTIST CAPITAL INC.
153937
NIRAJ A. MEHTA
4549261
NONE
NONE
ARTIST CAPITAL
153937
NONE
NONE
ARTIST CAPITAL, INC.
153937
NONE
NONE
ARTIST CAPITAL
153937
ARTIST CAPITAL INC.
153937
NIRAJ A. MEHTA
4549261
NONE
NONE
ARTIST CAPITAL
153937
ARTIST CAPITAL INC.
153937
NIRAJ A. MEHTA
4549261
NONE
NONE
ARTIST CAPITAL LLC
153937
NONE
NONE
ARTIST CAPITAL LLC
153937
NONE
NONE
ARTIST CAPITAL INC.
153937
ARTIST CAPITAL, LLC
153937
ARTIST CAPITAL, LLC
153937
NONE
NONE
ARTIST CAPITAL LLC
153937
NONE
NONE
ARTIST CAPITAL LLC
153937
ARTIST CAPITAL LLC
153937
NOT APPLICABLE
NONE
ARTIST CAPITAL LLC
153937
ARTIST CAPITAL LLC
153937
ARTIST CAPITAL LLC
153937
N/A
NONE
NONE
NONE
ARTIST CAPITAL LLC
153937
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D
$25,000.00
Yes
$0.00
No
ESTIMATE INCLUDES FEES THAT MAY BE PAID OVER THE NEXT 12
MONTHS
D/A
$13,700,000.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$12,500.00
Yes
$0.00
No
ESTIMATE INCLUDES FEES THAT MAY BE PAID OVER THE NEXT 12 MONTHS
D/A
$0.00
Yes
$0.00
Yes
THE PLACEMENT AGENT WILL RECEIVE SALES COMMISSIONS BASED ON THE COMMITMENTS OF LIMITED PARTNERS IT INTRODUCES. NONE OF THE CURRENT LIMITED PARTNERS WERE INTRODUCED BY THE PLACEMENT AGENT.
D/A
$0.00
Yes
$0.00
Yes
THE PLACEMENT AGENT WILL RECEIVE SALES COMMISSIONS BASED ON THE COMMITMENTS OF LIMITED PARTNERS IT INTRODUCES. NONE OF THE CURRENT LIMITED PARTNERS WERE INTRODUCED BY THE PLACEMENT AGENT.
D/A
$0.00
No
$8,286,352.00
Yes
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$0.00
No
$39,176,803.00
Yes
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$11,635,634.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$6,640,857.00
Yes
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$0.00
No
$34,207,211.00
Yes
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$9,796,348.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE PLACEMENT AGENT WILL RECEIVE SALES COMMISSIONS BASED ON THE COMMITMENTS OF LIMITED PARTNERS IT INTRODUCES. NONE OF THE CURRENT LIMITED PARTNERS WERE INTRODUCED BY THE PLACEMENT AGENT.
D/A
$0.00
Yes
$0.00
Yes
THE PLACEMENT AGENT WILL RECEIVE SALES COMMISSIONS BASED ON THE COMMITMENTS OF LIMITED PARTNERS IT INTRODUCES. NONE OF THE CURRENT LIMITED PARTNERS WERE INTRODUCED BY THE PLACEMENT AGENT.
D/A
$4,232,479.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$24,160,936.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$0.00
Yes
$0.00
Yes
THE SELLING AGENT WILL BE PAID A SUCCESS FEE BASED ON THE PERCENTAGE OF COMMITTED CAPITAL OF INVESTORS INTRODUCED BY THE SELLING AGENT (IF ANY).
D/A
$436,832.00
No
$0.00
No
SALES COMMISSIONS REPORTED INCLUDES CERTAIN COMMISSIONS PAID WITH RESPECT TO INVESTORS TRANSFERRED OVER FROM PARAFI DIGITAL OPPORTUNITIES LP.
D/A
$7,932,129.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$1,990,579.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$24,160,936.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$0.00
Yes
$0.00
Yes
THE PLACEMENT AGENT WILL RECEIVE SALES COMMISSIONS BASED ON THE COMMITMENTS OF LIMITED PARTNERS IT INTRODUCES. NONE OF THE CURRENT LIMITED PARTNERS WERE INTRODUCED BY THE PLACEMENT AGENT.
D/A
$3,700,000.00
Yes
$0.00
No
PAID A SUCCESS FEE BASED ON PERCENTAGE OF COMMITTED CAPITAL OF INVESTORS INTRODUCED BY SELLING AGENTS.
D/A
$861,404.00
Yes
$0.00
No
COMMISSION IS BASED ON COMMITTED CAPITAL AND PAID BY MANAGER, NOT ISSUER.
D/A
$6,230,714.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$83,813.00
Yes
$0.00
No
THE AMOUNT INCLUDED IN ITEM 15 IS PAID BY THE GENERAL PARTNER OR MANAGER, NOT BY THE ISSUER.
D/A
$17,869,846.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$814,280.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D
$0.00
Yes
$0.00
Yes
THE PLACEMENT AGENT WILL RECEIVE SALES COMMISSIONS BASED ON THE COMMITMENTS OF LIMITED PARTNERS IT INTRODUCES. NONE OF THE CURRENT LIMITED PARTNERS WERE INTRODUCED BY THE PLACEMENT AGENT.
D/A
$4,314,148.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
No
$0.00
No
THE AMOUNT INCLUDED IN ITEM 15 IS PAID BY THE GENERAL PARTNER OR MANAGER,
NOT BY THE ISSUER.
D/A
$337,979.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$8,509,535.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$255,000.00
Yes
$0.00
No
PLACEMENT AGENTS ARE COMPENSATED BASED ON THE AMOUNT OF CAPITAL COMMITMENTS SOURCED BY SUCH PLACEMENT AGENTS.
D/A
$0.00
No
$0.00
No
THE AMOUNT INCLUDED IN ITEM 15 IS PAID BY THE GENERAL PARTNER OR MANAGER, NOT BY THE ISSUER.
D/A
$3,135,112.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$158,530.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$3,650,000.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D
$0.00
No
$0.00
No
THE AMOUNT INCLUDED IN ITEM 15 IS PAID BY THE GENERAL PARTNER OR MANAGER, NOT BY THE ISSUER.
D/A
$2,360,467.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$3,856.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$841,034.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$44,282.00
Yes
$0.00
No
THE AMOUNT INCLUDED IN ITEM 15 IS PAID BY THE GENERAL PARTNER OR MANAGER,
NOT BY THE ISSUER.
D/A
$250,935.00
No
$0.00
No
THE AMOUNT INCLUDED IN ITEM 15 IS PAID BY THE GENERAL PARTNER OR MANAGER,
NOT BY THE ISSUER.
D/A
$29,624.00
No
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT, ARTIST CAPITAL INC. BECAME SUCCESSOR TO BLUE SAND SECURITIES LLC. COMPENSATION DUE AFTER 6/1/12 IS PAID TO ARTIST CAPITAL INC. THE PLACEMENT AGREEMENT WAS TERMINATED ON 2/27/15.
D/A
$145,279.00
No
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT, ARTIST CAPITAL INC. BECAME SUCCESSOR TO BLUE SAND SECURITIES LLC. COMPENSATION DUE AFTER 6/1/12 IS PAID TO ARTIST CAPITAL INC. THE PLACEMENT AGREEMENT WAS TERMINATED ON 2/27/15.
D/A
$877,933.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$400,000.00
Yes
$0.00
No
BROKER-DEALER RECEIVES A PORTION OF THE ANNUAL MANAGEMENT FEES AND PERFORMANCE-BASED COMPENSATION (IF ANY) ASSOCIATED WITH THE INVESTOR-S INVESTMENT.
D/A
$0.00
No
$0.00
Yes
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE APPORTIONED A PERCENTAGE OF COMMITMENTS RAISED.
D/A
$0.00
No
$0.00
Yes
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE APPORTIONED A PERCENTAGE OF COMMITMENTS RAISED.
D/A
$0.00
No
$0.00
Yes
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE APPORTIONED A PERCENTAGE OF COMMITMENTS RAISED.
D/A
$0.00
No
$0.00
Yes
A PLACEMENT AGENT HAS BEEN RETAINED AND WILL BE APPORTIONED A PERCENTAGE OF COMMITMENTS RAISED.
D
$157,000.00
Yes
$0.00
No
THE AMOUNT INCLUDED IN ITEM 15 IS PAID BY THE GENERAL PARTNER OR MANAGER, NOT BY THE ISSUER.
D/A
$29,624.00
No
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT, ARTIST CAPITAL INC. BECAME SUCCESSOR TO BLUE SAND SECURITIES LLC. COMPENSATION DUE AFTER 6/1/12 IS PAID TO ARTIST CAPITAL INC. THE PLACEMENT AGREEMENT WAS TERMINATED ON 2/27/15.
D/A
$78,258.00
No
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$616,294.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$29,624.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT, ARTIST CAPITAL INC. BECAME SUCCESSOR TO BLUE SAND SECURITIES LLC. COMPENSATION DUE AFTER 6/1/12 IS PAID TO ARTIST CAPITAL INC. THE PLACEMENT AGREEMENT WAS TERMINATED ON 2/27/15.
D/A
$24,922.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$0.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$893,301.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH HAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.
D/A
$29,624.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$6,181.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$43,000.00
No
$0.00
No
PLACEMENT AGENTS WILL GENERALLY RECEIVE A PERCENTAGE OF CERTAIN REVENUES PAYABLE TO THE GENERAL PARTNER OR AN AFFILIATE IN SUCH AMOUNTS AS IS DETERMINED OVER TIME. PLACEMENT AGENT FEES TOTALLING $43,000 WERE PAID TO ARTIST CAPITAL INC.
D/A
$0.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE INDIVIDUALS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$893,301.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH HAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.
D/A
$6,181.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$29,624.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$0.00
No
$0.00
No
PLACEMENT AGENTS WILL GENERALLY RECEIVE A PERCENTAGE OF CERTAIN REVENUES PAYABLE TO THE GENERAL PARTNER OR AN AFFILIATE IN SUCH AMOUNTS AS IS DETERMINED OVER TIME.
D/A
$618,111.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$2,962,388.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D/A
$5,249.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
D
$23,123.00
Yes
$0.00
No
UNDER AN ASSIGNMENT AGREEMENT DATED 6/1/12, ARTIST CAPITAL INC. BECAME SUCCESSOR PLACEMENT AGENT TO BLUE SAND SECURITIES LLC. COMPENSATION DUE (A) AFTER 6/1/12 WILL BE PAID TO ARTIST CAPITAL INC. AND (B) BEFORE 6/1/12 WAS PAID TO BLUE SAND SECURITIES.
