Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
13609
ROBYN D. SIMONS
1538638
BERTHEL, FISHER AND COMPANY FINANCIAL SERVICES, INC.
1538638
ROBYN D. SIMONS
1538638
BERTHEL FISHER + COMPANY FINANCIAL SERVICES, INC.
13609
ROB SIMONS
1538638
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-09
D/A
$1,839,124.00
No
$0.00
No
2009-06-01
D/A
$5,040,000.00
Yes
$0.00
No
2009-02-25
D
$5,040,000.00
Yes
$0.00
No
2009-02-12
D
$5,040,000.00
Yes
$0.00
No