Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CARTER TERRY CO. INC.
16365
ADAM CABIBI
1537472
CARTER, TERRY + COMPANY, INC.
16365
ADAM CABIBI
1537472
CARTER TERRY + COMPANY, INC.
16365
ADAM CABIBI
1537472
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-04-01
D
$360,000.00
No
$0.00
No
COMPENSATION CONSISTS OF $240,000 IN CASH (8% OF GROSS PROCEEDS) PLUS 461,539 SHARES OF COMMON STOCK EQUAL IN VALUE TO $120,000 (4% OF THE GROSS PROCEEDS).
2020-12-23
D
$80,000.00
No
$0.00
No
$36,250 AND $43,750 CASH FEE TO EMERGING GROWTH EQUITIES AND CARTER TERRY, RESPECTIVELY, AND WARRANTS TO PURCHASE 18,750, 19,688 AND 111,563 COMMON SHARES TO EMERGING GROWTH EQUITIES- AFFILIATE, CARTER TERRY AND ADAM CABIBI, RESPECTIVELY.
2013-11-26
D/A
$15,500.00
No
$0.00
No
1,225,000 SHARES OF COMMON STOCK WERE ALSO ISSUED AS COMMISSION.
2013-11-26
D
$15,500.00
No
$0.00
No
1,225,000 SHARES OF COMMON STOCK WERE ALSO ISSUED AS COMMISSION.