Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GLC ADVISORS + CO., LLC
153581
NONE
NONE
GLC ADVISORS + CO.
153581
GLCA SECURITIES, LLC
153581
GLC ADVISORS + CO., LLC
NONE
GLCA SECURITIES, LLC
153581
GLCA SECURITIES, LLC
153581
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-08-21
D
$234,000.00
No
$0.00
No
2018-10-15
D/A
$450,880.00
Yes
$0.00
Yes
AMOUNT REFLECTS AGGREGATE FEES ANTICIPATED AND INCLUDES AMOUNTS THAT HAVE NOT YET BEEN PAID.
2018-08-23
D/A
$450,880.00
Yes
$0.00
Yes
AMOUNT REFLECTS AGGREGATE FEES ANTICIPATED AND INCLUDES AMOUNTS THAT HAVE NOT YET BEEN PAID.
2018-07-03
D/A
$0.00
No
$135,000.00
Yes
2018-06-22
D/A
$0.00
No
$135,000.00
Yes
2018-06-05
D/A
$342,690.00
Yes
$0.00
Yes
AMOUNT REFLECTS FEES PAID TO DATE AND IT IS POSSIBLE ADDITIONAL FEES MAY BE PAID IF ADDITIONAL SALES ARE MADE.
2018-04-10
D
$0.00
No
$135,000.00
Yes
2017-11-20
D
$0.00
No
$247,500.00
Yes