Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
CC SECURITIES, LLC
153523
EPIC ADVISORY, LLC
176526
CC SECURITIES, LLC
153523
EPIC ADVISORY, LLC
176526
NONE
NONE
CC SECURITIES, LLC
153523
CC SECURITIES, LLC
153523
LISA EYLES BEESON
1735489
CC SECURITIES, LLC
153523
SUZANNE WEST SANTILLAN
5118660
CC SECURITIES, LLC
153523
EPIC ADVISORY, LLC
NONE
CC SECURITIES, LLC
153523
CENTERCAP ADVISORS, LLC
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$5,148,990.00
No
$0.00
Yes
FEES ARE PAID BASED UPON AN ESTABLISHED SCHEDULE, WHICH APPLY TO THE ISSUER AND ITS AFFILIATED FUNDS. GALIM HASN-T RECEIVED PAYMENT BUT IS ENTITLED TO A FUTURE PERCENTAGE OF CERTAIN FEES AND CARRIED INTEREST.
D/A
$5,148,990.00
No
$0.00
Yes
FEES ARE PAID BASED UPON AN ESTABLISHED SCHEDULE, WHICH APPLY TO THE ISSUER AND ITS AFFILIATED FUNDS. GALIM HASN-T RECEIVED PAYMENT BUT IS ENTITLED TO A FUTURE PERCENTAGE OF CERTAIN FEES AND CARRIED INTEREST.
D/A
$5,148,990.00
No
$0.00
Yes
FEES ARE PAID BASED UPON AN ESTABLISHED SCHEDULE, WHICH APPLY TO THE ISSUER AND ITS AFFILIATED FUNDS. GALIM HASN-T RECEIVED PAYMENT BUT IS ENTITLED TO A FUTURE PERCENTAGE OF CERTAIN FEES AND CARRIED INTEREST.
D/A
$5,148,990.00
No
$0.00
Yes
FEES ARE PAID BASED UPON AN ESTABLISHED SCHEDULE, WHICH APPLY TO THE ISSUER AND ITS AFFILIATED FUNDS. GALIM HASN-T RECEIVED PAYMENT BUT IS ENTITLED TO A FUTURE PERCENTAGE OF CERTAIN FEES AND CARRIED INTEREST.
D/A
$5,148,990.00
No
$0.00
Yes
FEES ARE PAID BASED UPON AN ESTABLISHED SCHEDULE, WHICH APPLY TO THE ISSUER AND ITS AFFILIATED FUNDS. GALIM HASN-T RECEIVED PAYMENT BUT IS ENTITLED TO A FUTURE PERCENTAGE OF CERTAIN FEES AND CARRIED INTEREST.
D/A
$5,148,990.00
No
$0.00
Yes
FEES ARE PAID BASED UPON AN ESTABLISHED SCHEDULE, WHICH APPLY TO THE ISSUER AND ITS AFFILIATED FUNDS. GALIM HASN-T RECEIVED PAYMENT BUT IS ENTITLED TO A FUTURE PERCENTAGE OF CERTAIN FEES AND CARRIED INTEREST.
D/A
$5,148,990.00
No
$0.00
Yes
FEES ARE PAID BASED UPON AN ESTABLISHED SCHEDULE, WHICH APPLY TO THE ISSUER AND ITS AFFILIATED FUNDS. GALIM HASN-T RECEIVED PAYMENT BUT IS ENTITLED TO A FUTURE PERCENTAGE OF CERTAIN FEES AND CARRIED INTEREST.
D/A
$3,975,325.00
No
$0.00
No
SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$3,400,000.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$2,900,000.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$2,200,000.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
D/A
$238,519.00
No
$0.00
Yes
FEES, IF ANY, TO BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS BASED UPON ESTABLISHED FEE SCHEDULE AND WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING. AMOUNTS SHOWN APPLY TO THE ISSUER AND CERTAIN AFFILIATED FUNDS.
D/A
$238,519.00
No
$0.00
Yes
FEES, IF ANY, TO BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS BASED UPON ESTABLISHED FEE SCHEDULE AND WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING. AMOUNTS SHOWN APPLY TO THE ISSUER AND CERTAIN AFFILIATED FUNDS.
D/A
$238,519.00
No
$0.00
Yes
FEES, IF ANY, TO BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS BASED UPON ESTABLISHED FEE SCHEDULE AND WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING. AMOUNTS SHOWN APPLY TO THE ISSUER AND CERTAIN AFFILIATED FUNDS.
D/A
$238,519.00
No
$0.00
Yes
FEES, IF ANY, TO BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS BASED UPON ESTABLISHED FEE SCHEDULE AND WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING. AMOUNTS SHOWN APPLY TO THE ISSUER AND CERTAIN AFFILIATED FUNDS.
D/A
$238,519.00
No
$0.00
Yes
FEES, IF ANY, TO BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS BASED UPON ESTABLISHED FEE SCHEDULE AND WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING. AMOUNTS SHOWN APPLY TO THE ISSUER AND CERTAIN AFFILIATED FUNDS.
D/A
$1,500,000.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS DESCRIBED HEREIN REFLECT THE AGGREGATE AMOUNTS PAYABLE WITH RESPECT TO THE ISSUER AND THE AFFILIATED FUNDS IN THE OFFERING.
