Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
TONY FAREED
2853895
BA SECURITIES LLC
153489
BA SECURITIES, LLC
153489
CHRISTOPHER P. HALEY
2364593
BA SECURITIES, LLC
153489
DOUGLAS E. NEAL
2456274
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
BA SECURITIES
153489
BA SECURITIES
153489
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
PALLADIAN REALTY CAPITAL LLC
NONE
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES
153489
SUZANNE TROY COLE
2393255
DOMINIC CATRAMBONE
3080739
BA SECURITIES LLC
153489
BA SECURITIES LLC
153489
QUEST FUND PLACEMENT LLP
NONE
BA SECURITIES, LLC
153489
QUEST FUND PLACEMENT LLP
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
LOUISE BARZILAY
2852180
BA SECURITIES, LLC
153489
JENNIFER JOHNSON
4756254
BA SECURITIES LLC
153489
BA SECURITIES LLC
153489
EDWARD STACK
6144103
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES
153489
QUEST FUND PLACEMENT LTD
NONE
BA SECURITIES, LLC
153489
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
QUEST FUND PLACEMENT LIMITED
NONE
NONE
NONE
BA SECURITIES, LLC
153489
JENNIFER JOHNSON
4756254
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
CHRIS HALEY
2364593
BA SECURITIES, LLC
153489
BO JARRETT
4119222
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES LLC
153489
ROBERT ASHCOM
2186545
BA SECURITIES LLC
153489
STEPHEN GEIS
2669296
BA SECURITIES, LLC
153489
QUEST FUND PLACEMENT LLP
NONE
BA SECURITIES, LLC
153489
OBJECTIVE CAPITAL PARTNERS
NONE
BA SECURITIES, LLC
153489
PETER FOWLER
722282
BA SECURITIES, LLC
153489
1021 CAPITAL, LLC
NONE
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
PACENOTE CAPITAL LLC
NONE
NONE
NONE
BA SECURITIES LLC
153489
BA SECURITIES, LLC
153489
NEW AMSTERDAM GROUP B.V.
NONE
BA SECURITIES, LLC
153489
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
BA SECURITIES, LLC
153489
QUEST FUND PLACEMENT LTD
NONE
BA SECURITIES, LLC
153489
QUEST FUND PLACEMENT LTD.
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
NONE
NONE
BA SECURITIES LLC
153489
BA SECURITIES, LLC
153489
JAMES E. GRIFFIN, JR.
720524
BA SECURITIES LLC
153489
QUEST FUND PLACEMENT LLP
NONE
BA SECURITIES, LLC
153489
PROVENANCE CAPITAL SERVICES LLC
315446
BA SECURITIES, LLC
153489
CALPA PARTNERS LLP
NONE
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
FIRSTPOINT EQUITY CAPITAL LTD
NONE
NONE
NONE
BA SECURITIES, LLC
153489
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
CALPA PARTNERS LLP
NONE
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
CALPA PARTNERS
NONE
BA SECURITIES, LLC
153489
CALPA PARTNERS
NONE
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
QUEST FUND PLACEMENT LTD
NONE
BA SECURITIES, LLC
153489
FIRSTPOINT EQUITY CAPITAL LIMITED
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
CALPA PARTNERS LLP
NONE
BA SECURITIES, LLC
153489
SIMON (SAM) DEVORE
6392849
PLOWGATE CAPITAL, LLC
NONE
BA SECURITIES, LLC
153489
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
BRIARCLIFFE CREDIT PARTNERS LLC
NONE
BA SECURITIES, LLC
153489
MORE THAN FIVE (5) ASSOCIATED PERSONS
NONE
NONE
NONE
BA SECURITIES, LLC
153489
NONE
NONE
BA SECURITIES, LLC
153489
BA SECURITIES, LLC
153489
BALCONES PARTNERS LLC
NONE
BA SECURITIES, LLC
153489
MATTERHORN II LLC
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENTS ARE TO BE PAID BASED UPON ESTABLISHED FEE SCHEDULES. THE TREATMENT OF SUCH PLACEMENT FEES IS FURTHER DISCLOSED IN THE ISSUER-S CONFIDENTIAL OFFERING MATERIALS.
D/A
$237,652.00
Yes
$0.00
No
INCLUSIVE OF COMMISSIONS, MONTHLY FEES, AND EXPENSE REIMBURSEMENT.
D/A
$975,000.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$2,141,750.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$1,235,000.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$1,650,000.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$1,650,000.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$1,650,000.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$282,750.00
No
$0.00
No
THE AMOUNT DISCLOSED UNDER ITEM 15 IS THE AGGREGATE RETAINER FEES PAID TO THE PLACEMENT AGENTS DISCLOSED UNDER ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$237,000.00
No
$0.00
No
THE AMOUNT DISCLOSED UNDER ITEM 15 IS THE AGGREGATE RETAINER FEES PAID TO THE PLACEMENT AGENTS DISCLOSED UNDER ITEM 12.
D
$0.00
No
$0.00
No
A $60,000 RETENTION FEE HAS BEEN PAID BY THE MANAGER OF THE ISSUERS AS OF THE DATE OF FILING. ALL COMMISSIONS AND FEES WILL BE PAID BY THE MANAGER OF THE ISSUERS, AND NOT FROM THE PROCEEDS OF THE OFFERING OF EITHER ISSUER.
D
$0.00
No
$0.00
No
A $60,000 RETENTION FEE HAS BEEN PAID BY THE MANAGER OF THE ISSUERS AS OF THE DATE OF FILING. ALL COMMISSIONS AND FEES WILL BE PAID BY THE MANAGER OF THE ISSUERS, AND NOT FROM THE PROCEEDS OF THE OFFERING OF EITHER ISSUER.
D/A
$3,500.00
Yes
$0.00
No
COMMISSIONS DEPEND ON AMOUNT OF SECURITIES SOLD AND WILL EQUAL 2% OF SALE PRICE. ESTIMATE BASED ON NUMBER OF PROSPECTIVE INVESTORS AS OF 7/2/24 AND ASSUMES THEY PURCHASE $1,750,000 IN AGGREGATE. IT IS UNKNOWN WHETHER/HOW MUCH SUCH INVESTORS WILL PURCHASE.
D/A
$541,155.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$935,000.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNT WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$35,000.00
Yes
$0.00
No
COMMISSIONS DEPEND ON AMOUNT OF SECURITIES SOLD AND WILL EQUAL 2% OF SALE PRICE. ESTIMATE BASED ON NUMBER OF PROSPECTIVE INVESTORS AS OF 7/3/24 AND ASSUMES THEY PURCHASE $1,750,000 IN AGGREGATE. IT-S UNKNOWN WHETHER/HOW MUCH SUCH INVESTORS WILL PURCHASE.
D/A
$1,070,043.00
No
$0.00
No
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND B, LP.
D/A
$1,030,980.00
No
$0.00
No
SALES COMMISSIONS REFLECTED ARE THE SUM OF ALL COMMISSION EXPENSES PAID FOR CRESCENT COVE OPPORTUNITY FUND, LP.
D/A
$212,000.00
Yes
$0.00
No
THE AMOUNTS PROVIDED ARE ESTIMATES AND SUBJECT TO CERTAIN FUND CONTINGENCIES.
D/A
$960,178.00
Yes
$0.00
No
THE AMOUNTS PROVIDED ARE ESTIMATES AND SUBJECT TO CERTAIN FUTURE CONTINGENCIES.
D/A
$214,186.00
Yes
$0.00
Yes
AMOUNT TO BE DETERMINED GENERALLY BASED ON A PERCENTAGE OF CAPITAL RAISED.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE
ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
No
$0.00
No
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UPON A FEE SCHEDULE) AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$2,500,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND/OR MASTER FUND.
D/A
$2,500,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND/OR FEEDER FUNDS.
D/A
$2,500,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND/OR FEEDER FUND.
D/A
$2,500,000.00
Yes
$0.00
No
A PORTION OF THE ESTIMATED SALES COMMISSIONS INCLUDE SALES BY PARALLEL FUNDS AND/OR MASTER FUND.
D/A
$1,321,087.00
Yes
$0.00
No
BASED ON AN EXCHANGE RATE OF EUR 1: USD 1.0832 AS OF MARCH 1, 2024.
D/A
$1,321,087.00
Yes
$0.00
No
BASED ON AN EXCHANGE RATE OF EUR 1: USD 1.0832 AS OF MARCH 1, 2024.
D
$670,952.00
Yes
$0.00
No
BASED ON AN EXCHANGE RATE OF EUR 1: USD 1.0774 AS OF FEBRUARY 12, 2024.
D
$670,952.00
Yes
$0.00
No
BASED ON AN EXCHANGE RATE OF EUR 1: USD 1.0774 AS OF FEBRUARY 12, 2024.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES TO BE PAID BASED UPON A FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR-FOR-DOLLAR AGAINST THE MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$165,000.00
Yes
$0.00
No
SALES COMMISSIONS DETERMINED AS A PERCENTAGE OF TOTAL AMOUNT RAISED FROM NEW INVESTORS THAT ARE NOT SOURCED FROM THE ISSUER DIRECTLY.
D/A
$0.00
Yes
$0.00
No
AMOUNTS PAYABLE TO PLACEMENT AGENT ARE INDETERMINATE AT THIS TIME.
D/A
$0.00
Yes
$0.00
No
AMOUNTS PAYABLE TO PLACEMENT AGENT ARE INDETERMINATE AT THIS TIME.
D/A
$627,887.00
No
$0.00
No
SALES COMMISSIONS ARE DENOMINATED IN SWEDISH KRONA. ESTIMATED SALES COMMISSIONS ARE 5,465,661 SEK. SALES COMMISSIONS ARE BASED ON THE APPLICABLE CONVERSION RATE.
D
$665,761.00
No
$0.00
No
SALES COMMISSIONS ARE DENOMINATED IN SWEDISH KRONA. ESTIMATED SALES COMMISSIONS ARE 5,830,000 SEK. SALES COMMISSIONS ARE BASED ON THE APPLICABLE CONVERSION RATE.
D/A
$1,000,000.00
Yes
$0.00
No
NO SALES COMMISSION IS EXPECTED TO BE PAID TO IRON ROCK, LLC.
D/A
$0.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSIONS AND FINDERS- FEES PAID IN CONNECTION WITH THE OFFERING WILL BE DETERMINED AT THE FINAL CLOSING OF THE ISSUER.
D/A
$276,650.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED WERE PAID FOR CERTAIN REFERRALS MADE THROUGH 12/31/2015 UNDER THE TERMS OF A SINCE TERMINATED INDEPENDENT REFERRAL AGREEMENT WITH PALLADIAN REALTY CAPITAL LLC AND BA SECURITIES, LLC.
D/A
$0.00
Yes
$0.00
Yes
THE AMOUNT OF SALES COMMISSIONS AND FINDERS- FEES PAID IN CONNECTION WITH THE OFFERING WILL BE DETERMINED AT THE FINAL CLOSING OF THE ISSUER.
D/A
$162,500.00
No
$0.00
No
AMOUNT PAID WILL BE GENERALLY BASED ON A PERCENTAGE OF SUBSCRIPTIONS FROM REFERRED LIMITED PARTNERS.
D/A
$276,650.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED WERE PAID FOR CERTAIN REFERRALS MADE THROUGH 12/31/2015 UNDER THE TERMS OF A SINCE TERMINATED INDEPENDENT REFERRAL AGREEMENT WITH PALLADIAN REALTY CAPITAL LLC AND BA SECURITIES, LLC.
D/A
$0.00
No
$0.00
No
THE GENERAL PARTNER OF THE ISSUER HAS ENGAGED A PLACEMENT AGENT ON THE ISSUER-S BEHALF. HOWEVER, ALL RELATED SALES COMMISSIONS AND FINDER FEE EXPENSES WILL BE PAID BY THE GENERAL PARTNER OR ITS DESIGNEE, AND NOT THE ISSUER.
D
$24,000.00
Yes
$0.00
No
ISSUER DID NOT PAY A COMMISSION ON THE INITIAL $100,000 INVESTMENT. HOWEVER, IT WILL BE REQUIRED TO PAY TO BA SECURITIES, LLC 6% OF ALL AMOUNTS RAISED BY THE ISSUER UNDER THIS OFFERING FOR WHICH BA SECURITIES PROVIDED AN INTRODUCTION TO THE ISSUER.
D
$24,000.00
Yes
$0.00
No
ISSUER DID NOT PAY A COMMISSION ON THE INITIAL $100,000 INVESTMENT. HOWEVER, IT WILL BE REQUIRED TO PAY TO BA SECURITIES, LLC 6% OF ALL AMOUNTS RAISED BY THE ISSUER UNDER THIS OFFERING FOR WHICH BA SECURITIES PROVIDED AN INTRODUCTION TO THE ISSUER.
D
$0.00
No
$0.00
No
ISSUER WILL ALSO PAY TRINITY AND BA SECURITIES COMMISSION BASED ON THE COMMITMENTS INTRODUCED BY EACH PARTY.
D
$0.00
No
$0.00
No
ISSUER WILL ALSO PAY TRINITY AND BA SECURITIES COMMISSION BASED ON THE COMMITMENTS INTRODUCED BY EACH PARTY.
D/A
$276,650.00
Yes
$0.00
No
SALES COMMISSIONS REFLECTED WERE PAID FOR CERTAIN REFERRALS MADE THROUGH 12/31/2015 UNDER THE TERMS OF A SINCE TERMINATED INDEPENDENT REFERRAL AGREEMENT WITH PALLADIAN REALTY CAPITAL LLC AND BA SECURITIES, LLC.
D
$0.00
No
$0.00
No
THE GENERAL PARTNER OF THE ISSUER HAS ENGAGED A PLACEMENT AGENT ON THE ISSUER-S BEHALF. HOWEVER, ALL RELATED SALES COMMISSIONS AND FINDER FEE EXPENSES WILL BE PAID BY THE GENERAL PARTNER OR ITS DESIGNEE, AND NOT THE ISSUER.
D
$0.00
Yes
$0.00
No
QUEST WILL RECEIVE A FEE OF 0.64% ON RAYTHEON-S 20,000,000 (EUROS) COMMITMENT EQUATING TO 127,521.23 (EUROS).
D/A
$3,589,155.00
Yes
$0.00
No
WHILE THE BROKER DEALER LISTED IN 12 HAS NOT SOLICITED ANY US INVESTORS IT IS COMPENSATED BASED UPON A PERCENTAGE OF TOTAL COMMITMENTS ACCEPTED BY ISSUER (GENERALLY INCLUDING US INVESTORS). CONVERSION TO POUNDS TO US DOLLARS MADE AS OF DATE IF FIRST SALE.
D
$3,589,155.00
Yes
$0.00
No
WHILE THE BROKER DEALER LISTED IN 12 HAS NOT SOLICITED ANY US INVESTORS IT IS COMPENSATED BASED UPON A PERCENTAGE OF TOTAL COMMITMENTS ACCEPTED BY ISSUER (GENERALLY INCLUDING US INVESTORS). CONVERSION TO POUNDS TO US DOLLARS MADE AS OF DATE IF FIRST SALE.
D/A
$0.00
No
$0.00
No
THE FUND IS REQUIRED TO PAY A FEE BASED ON THE AGGREGATE CAPITAL COMMITMENTS OF CERTAIN INVESTORS IN THE FUND.
D
$0.00
No
$0.00
No
ISSUER WILL ALSO PAY TRINITY AND BA SECURITIES COMMISSION BASED ON THE COMMITMENTS INTRODUCED BY EACH PARTY.
D/A
$538,200.00
Yes
$0.00
No
THE ESTIMATE OF $538,200 (WHICH MAY BE PAID IN CASH OR WARRANTS) ASSUMES ISSUER-S INVESTMENT BANKER IS ENTITLED TO THE MAXIMUM FEE PAYMENT.
D/A
$244,200.00
Yes
$0.00
No
THE ESTIMATE OF $244,200 (WHICH MAY BE PAID IN CASH OR WARRANTS) ASSUMES ISSUER-S INVESTMENT BANKER IS ENTITLED TO THE MAXIMUM FEE PAYMENT FOR THE TOTAL AMOUNT REMAINING TO BE SOLD IN THE OFFERING.
D
$0.00
No
$0.00
No
THE ENTITIES IN ITEM 12 ARE ENTITLED TO RECEIVE FROM THE GENERAL PARTNER OF THE ISSUER (I) A FEE OF EUR 100,000 (OFFSET AGAINST THE FOLLOWING BONUS FEE) AND (II) A BONUS FEE OF 1% OF THE CAPITAL RAISED FROM CERTAIN DESIGNATED INVESTORS.
D
$700,000.00
No
$0.00
No
COMMISSION WILL ALSO CONSIST OF WARRANTS TO PURCHASE UP TO 4.75% OF COMPANY CAPITALIZATION BASED ON MAXIMUM OFFERING SIZE.
D
$269,875.00
Yes
$0.00
No
THIS AMOUNT IS SUBJECT TO INCREASE UPON FUNDING OF THE REMAINING AMOUNT TO BE SOLD AND UPON ISSUANCE OF MEMBERSHIP INTERESTS PURSUANT TO THE ENGAGEMENT AGREEMENT BETWEEN THE PARTIES.
D
$0.00
No
$30,000.00
No
$30,000 IS PAYMENT TO BA SECURITIES, LLC FOR INVESTMENT BANKING ADVISORY SERVICES.
D/A
$0.00
No
$0.00
No
ALTHOUGH THE ISSUER HAS ENTERED INTO BROKERAGE AGREEMENTS FOR THE SALES OF THE ISSUER-S SECURITIES, NO COMMISSIONS HAVE BEEN PAID AS AT THIS DATE BY THE ISSUER.
D/A
$0.00
No
$0.00
No
ALTHOUGH THE ISSUER HAS ENTERED INTO BROKERAGE AGREEMENTS FOR THE SALE OF THE ISSUER-S SECURITIES, NO COMMISSIONS HAVE BEEN PAID AS OF THIS DATE BY THE ISSUER.
D
$500,000.00
Yes
$0.00
No
SALES COMMISSION ESTIMATE BASED ON A COMMISSION PERCENTAGE OF 2.5% AND AN ESTIMATED $20,000,000 IN FUND INTERESTS SOLD.
D
$15,750.00
Yes
$0.00
No
THE COMMISSIONS PAID TO THE BROKER MAY BE INCREASED AS THE ISSUER HAS COMMITTED TO PAY THE BROKER COMMISIONS AT THE RATE OF 7% OF THE AGGREGATE AMOUNT OF SECURITIES SOLD BY THE BROKER.
