Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SQN SECURITIES, LLC
153322
NONE
NONE
NONE
NONE
SQN SECURITIES, LLC
153322
SQN SECURITIES, LLC
153322
NONE
NONE
NONE
NONE
SQN SECURTIES, LLC
153322
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
153322
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
153322
NONE
NONE
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
153322
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
153322
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
153322
AMERICAN ELM DISTRIBUTION PARTNERS, LLC
153322
NONE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-03
D/A
$2,000,000.00
Yes
$0.00
No
COMMISSION BASED UPON MAXIMUM OFFERING AMOUNT OF $100,000,0000.
2025-03-13
D/A
$2,000,000.00
Yes
$0.00
No
COMMISSION BASED UPON MAXIMUM OFFERING AMOUNT OF $100,000,0000.
2024-04-10
D/A
$2,000,000.00
Yes
$0.00
No
COMMISSION BASED UPON MAXIMUM OFFERING AMOUNT OF $100,000,0000.
2020-07-14
D/A
$2,000,000.00
Yes
$0.00
No
2020-06-26
D/A
$250,000.00
Yes
$0.00
No
THE FUND MAY PAY A MAXIMUM OF 0.20% OF THE MAXIMUM FUND EQUITY RAISE FOR ORGANIZATIONAL AND OFFERING EXPENSES, WHICH MAY BE ALLOCATED TO COMMISSIONS.
2019-07-22
D
$2,000,000.00
Yes
$0.00
No
2018-07-10
D
$400,000.00
Yes
$0.00
No
THE FUND MAY PAY A MAXIMUM OF 0.20% OF THE MAXIMUM FUND EQUITY RAISE FOR ORGANIZATIONAL AND OFFERING EXPENSES, WHICH MAY BE ALLOCATED TO COMMISSIONS.
2018-01-03
D/A
$2,000,000.00
No
$0.00
No
MAXIMUM COMMISSION PAID TO SQN SECURITIES, LLC, BASED ON MAXIMUM OFFERING OF $100,000,000.
2017-02-16
D
$300,000.00
Yes
$0.00
No
COMMISSION TO SQN SECURITIES BASED ON SALES OF $150,000,000
2015-05-22
D
$2,000,000.00
No
$0.00
No
MAXIMUM COMMISSION PAID TO SQN SECURITIES, LLC, BASED ON MAXIMUM OFFERING OF $100,000,000.