Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ASCENDIANT CAPITAL MARKETS, LLC
152912
ASCENDIANT CAPITAL MARKETS, LLC
152912
ASCENDIANT CAPITAL PARTNERS, LLC
NONE
CHAD J. COOPER
3250105
ASCENDIANT CAPITAL MARKETS, LLC
152912
NONE
NONE
ASCENDIANT CAPITAL MARKETS, LLC
152912
ASCENDIANT CAPITAL MARKETS LLC
152912
N/A
NONE
NONE
NONE
ASCENDIANT CAPITAL MARKETS, LLC
152912
ASCENDIANT CAPITAL MARKETS, LLC
152912
BRIAN DAVIES
NONE
ASCENDIANT CAPITAL MARKETS, LLC
152912
CHRIS GAYDE
NONE
NONE
NONE
ASCENDIANT CAPITAL MARKETS, LLC
152912
NONE
NONE
ASCENDIANT CAPITAL MARKETS, LLC
152912
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-02-21
D/A
$130,000.00
Yes
$0.00
No
2024-02-20
D
$1,300,000.00
Yes
$0.00
No
2019-12-20
D/A
$70,000.00
Yes
$0.00
No
2015-09-15
D/A
$274,800.00
Yes
$0.00
Yes
SUBJECT TO FUTURE CONTINGENCIES, ASCENDIANT CAPITAL MARKETS, LLC MAY ALSO RECEIVE WARRANTS TO ACQUIRE UP TO 200,000 SHARES OF COMMON STOCK.
2015-08-13
D
$200,000.00
Yes
$0.00
Yes
SUBJECT TO FUTURE CONTINGENCIES, ASCENDIANT CAPITAL MARKETS, LLC MAY ALSO RECEIVE WARRANTS TO ACQUIRE UP TO 200,000 SHARES OF COMMON STOCK.
2013-11-27
D
$378,000.00
No
$0.00
No
THE TOTAL SALES COMMISSION RECEIVED INCLUDES: $378,000 AND A WARRANT TO PURCHASE 1,890,000 SHARES OF THE ISSUER-S COMMON STOCK WITH AN EXERCISE PRICE OF $0.30.
2013-10-23
D/A
$0.00
No
$0.00
No
2013-10-22
D
$0.00
No
$0.00
No
2013-03-27
D
$288,000.00
No
$0.00
No
IN ADDITION TO THE FEE OF $288,000, ASCENDIANT RECEIVED 64,000 WARRANTS, $28,800 OF WHICH TO BE TITLED IN THE NAME OF CHAD J. COOPER, A REGISTERED REPRESENTATIVE OF ASCENDIANT.
2012-10-25
D
$11,250.00
No
$0.00
No
AS WELL, 52,943 WARRANTS EXERCISABLE AT $0.25 FOR 3 YEARS.
2012-08-06
D
$0.00
No
$60,000.00
No