Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
GLOBALIST CAPITAL, LLC
152786
NONE
NONE
GLOBALIST CAPITAL, LLC
152786
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2021-03-17
D/A
$677,200.00
Yes
$0.00
No
2020-12-31
D
$94,500.00
No
$0.00
No
2020-06-18
D
$200,000.00
Yes
$0.00
No
FINRA REGISTERED BROKER DEALERS HAVE BEEN ENGAGED TO ASSIST ON A NON-EXCLUSIVE BASIS WITH THE OFFER AND SALE OF THE SECURITIES. TO DATE, NO SALES COMMISSIONS HAVE BEEN PAID AND NONE ARE DUE. THE ABOVE AMOUNT ASSUMES 4% OF A $5,000,000 RAISE.
2017-07-19
D
$125,000.00
No
$0.00
No