Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
NONE
NONE
EDGELINE CAPITAL, LLC
152774
NONE
NONE
EDGELINE CAPITAL
152774
NONE
NONE
EDGELINE CAPITAL, LLC
152774
NONE
NONE
EDGELINE CAPITAL, LLC
152774
NONE
NONE
EDGELINE CAPITAL, LLC.
152774
NONE
NONE
EDGELINE CAPIAL, LLC
152774
NONE
NONE
EDGELINE CAPITAL, LLC
152774
NONE
NONE
EDGELINE CAPITAL, LLC.
152774
NONE
NONE
EDGELINE CAPITAL, LLC
152774
NONE
NONE
EDGELINE CAPITAL LLC
152774
NONE
NONE
EDGELINE CAPITAL, LLC.
152774
NONE
NONE
EDGELINE CAPITAL, L.L.C.
152774
EDGELINE CAPITAL
152774
EDGELINE CAPITAL
152774
NONE
NONE
EDGELINE CAPITAL LLC
152774
NONE
NONE
EDGELINE CAPITAL, LLC
152774
NONE
NONE
EDGELINE CAPITAL, LLC
152774
EDGELINE CAPITAL, LLC
152774
NONE
NONE
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UP ON A FEE SCHEDULE) AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID BASED UPON AN ESTABLISHED FEE SCHEDULE. SUCH FEES ARE OFFSET DOLLAR FOR DOLLAR AGAINST MANAGEMENT FEES PAYABLE BY THE ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS (BASED UP ON A FEE SCHEDULE) AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL COMPLETION OF THE OFFERING.
D/A
$2,885,245.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$2,807,039.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$35,000.00
No
$0.00
No
THE ISSUER OR ITS AFFILIATES WILL PAY COMMISSIONS TO THE PERSONS LISTED IN ITEM 12.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$122,500.00
Yes
$0.00
No
THE ISSUER OR ITS AFFILIATES WILL PAY COMMISSIONS TO THE PERSONS LISTED IN ITEM 12. PART OF THE PAYMENTS REPRESENT A RETAINER PAYMENT WHICH WILL BE CONVERTED TO SALES COMMISSIONS.
D/A
$2,730,536.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT +/OR INCENTIVE ALLOCATION. YOUNG AMERICA, MISCHLER + MERCURY AGMTS TERMINATED AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$2,618,092.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS ARE PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT AND/OR INCENTIVE ALLOCATION. YOUNG AMERICA CAPITAL AGMT ENDED IN 2018 AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS ARE PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT AND/OR INCENTIVE ALLOCATION. YOUNG AMERICA CAPITAL AGMT ENDED IN 2018 AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$2,343,264.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS ARE PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT AND/OR INCENTIVE ALLOCATION. YOUNG AMERICA CAPITAL AGMT ENDED IN 2018 AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$0.00
Yes
$0.00
Yes
ITEM 12 RECIPIENTS ARE PD AMOUNT EQUAL TO PERCENTAGE OF MGMT FEE PD TO INVESTMENT MGR (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MGMT AND/OR INCENTIVE ALLOCATION. YOUNG AMERICA CAPITAL AGMT ENDED IN 2018 AND NO LONGER OFFER SALES FOR ISSUER.
D/A
$1,928,742.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$1,275,498.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
ESTIMATED AGGREGATE AMOUNT OF SALES COMMISSIONS FOR THE ISSUER, COMVEST CAPITAL IV INTERNATIONAL (CAYMAN), L.P. AND COMVEST CAPITAL IV , L.P.
D/A
$0.00
Yes
$0.00
Yes
ESTIMATED AGGREGATE AMOUNT OF SALES COMMISSIONS FOR THE ISSUER, COMVEST CAPITAL IV INTERNATIONAL (CAYMAN), L.P. AND COMVEST CAPITAL IV INTERNATIONAL, L.P.
D/A
$0.00
Yes
$0.00
Yes
ESTIMATED AGGREGATE AMOUNT OF SALES COMMISSIONS FOR THE ISSUER, COMVEST CAPITAL IV INTERNATIONAL, L.P. AND COMVEST CAPITAL IV, L.P.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$1,000.00
Yes
$0.00
No
FAP USA, L.P. NO LONGER ACTS AS A PLACEMENT AGENT FOR THE ISSUER.
D/A
$8,812.00
Yes
$0.00
No
FAP USA, L.P. NO LONGER ACTS AS A PLACEMENT AGENT FOR THE ISSUER.
D/A
$1,000.00
Yes
$0.00
No
FAP USA, L.P. NO LONGER ACTS AS A PLACEMENT AGENT FOR THE ISSUER.
D/A
$635,825.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES/INDIVIDUALS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 MAY BE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
ANY FEES PAYABLE TO PLACEMENT AGENTS WILL BE BORNE BY ISSUER-S GENERAL PARTNER AND ADVISOR AND NOT BY ISSUER.
D/A
$0.00
No
$0.00
No
ANY FEES PAYABLE TO PLACEMENT AGENTS WILL BE BORNE BY ISSUER-S GENERAL PARTNER AND ADVISOR AND NOT BY ISSUER.
D/A
$210,424.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES/INDIVIDUALS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 MAY BE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
ANY FEES PAYABLE TO PLACEMENT AGENTS WILL BE BORNE BY ISSUER-S GENERAL PARTNER AND ADVISOR AND NOT BY ISSUER.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENT LISTED IN ITEM 12 IS PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$875,000.00
Yes
$0.00
Yes
ESTIMATED AGGREGATE AMOUNT OF SALES COMMISSIONS FOR THE ISSUER, COMVEST CAPITAL III, L.P. AND COMVEST CAPITAL III INTERNATIONAL, L.P.
D/A
$875,000.00
Yes
$0.00
Yes
ESTIMATED AGGREGATE AMOUNT OF SALES COMMISSIONS FOR THE ISSUER, COMVEST CAPITAL III INTERNATIONAL (CAYMAN), L.P. AND COMVEST CAPITAL III INTERNATIONAL, L.P.
D/A
$875,000.00
Yes
$0.00
Yes
ESTIMATED AGGREGATE AMOUNT OF SALES COMMISSIONS FOR THE ISSUER, COMVEST CAPITAL III, L.P. AND COMVEST CAPITAL III INTERNATIONAL (CAYMAN), L.P.
D/A
$25,000.00
No
$0.00
No
SALES COMMISSIONS PAID BY THE FUND REDUCE MANAGEMENT FEES CHARGED TO INVESTORS BY AN EQUIVALENT AMOUNT.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES/INDIVIDUALS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITIES LISTED IN ITEM 12 MAY BE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
No
$0.00
No
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
D
$0.00
No
$0.00
No
ANY FEES PAYABLE TO PLACEMENT AGENT WILL BE BORNE BY ISSUER-S GENERAL PARTNER AND ADVISOR AND NOT BY ISSUER.
