Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LOEB PARTNERS CORPORATION
10929
FREDERICK FRUITMAN
1526646
LOEB PARTNERS CORPORATION
10929
FREDERICK HOWARD FRUITMAN
1526646
LOEB PARTNERS CORPORATION
10929
FREDERICK FRUITMAN
1526646
LOEB PARTNERS CORPORATION
NONE
FREDERICK HOWARD FRUITMAN
1526646
LOEB PARTNERS CORPORATION
10929
FREDERICK HOWARD FRUITMAN
1526646
LOEB PARTNERS CORPORATION
10929
FREDERICK HOWARD FRUITMAN
1526646
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-05-08
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2019-05-08
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2018-05-07
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2018-05-07
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2017-05-10
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2017-05-10
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2016-05-12
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2016-05-12
D/A
$0.00
Yes
$0.00
Yes
THE RECIPIENTS LISTED IN ITEM 12 ARE PAID AN AMOUNT EQUAL TO A PERCENTAGE OF THE MANAGEMENT FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) ATTRIBUTABLE TO CERTAIN ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2015-05-18
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE IM, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2015-05-18
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
2014-07-16
D/A
$0.00
No
$2,785,083.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE FEES PAID TO THE GENERAL PARTNER.
2014-07-16
D/A
$0.00
No
$24,780,653.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE FEES PAID TO THE GENERAL PARTNER.
2014-05-22
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE IM, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-05-22
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
2013-07-16
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2013-07-16
D/A
$0.00
No
$2,669,970.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE FEES PAID TO THE GENERAL PARTNER.
2013-07-16
D/A
$0.00
No
$24,320,324.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE FEES PAID TO THE GENERAL PARTNER.
2013-07-12
D/A
$0.00
No
$0.00
Yes
FINDERS RECEIVE A PERCENTAGE OF THE MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2013-05-29
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
2013-05-29
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE IM, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2012-07-13
D/A
$0.00
No
$2,475,727.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE INVESTMENT MANAGER-S FEES.
2012-07-13
D/A
$0.00
No
$23,681,325.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE FEES PAID TO TEH GENERAL PARTNER.
2012-07-13
D/A
$0.00
No
$0.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2012-05-29
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE IM, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2012-05-29
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITIES LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
2011-07-15
D/A
$0.00
No
$2,011,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE INVESTMENT MANAGER-S FEES.
2011-07-15
D/A
$0.00
No
$21,483,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF THE FEES PAID TO TEH GENERAL PARTNER.
2011-07-15
D/A
$0.00
No
$0.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2011-03-23
D/A
$0.00
No
$1,073,377.00
No
ESTIMATE REPRESENTS AMOUNT PAID TO DATE. FINDERS RECEIVE A PERCENTAGE OF THE GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2011-03-17
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITY LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2011-03-17
D/A
$0.00
Yes
$0.00
Yes
THE PERSON/ENTITY LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GP, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION
2010-07-16
D/A
$0.00
No
$1,900,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2010-07-16
D/A
$0.00
No
$23,000,000.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF GENERAL PARTNERS-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2010-07-16
D/A
$0.00
No
$0.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2010-03-17
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY/PERSON LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATIO
2010-03-17
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY/PERSON LISTED IN #12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER, OR ITS AFFILIATE, FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATIO
2010-02-04
D/A
$0.00
No
$0.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2010-02-04
D/A
$0.00
No
$1,900,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2010-02-04
D/A
$0.00
No
$23,000,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2010-02-04
D/A
$0.00
No
$750,000.00
No
ESTIMATE REPRESENTS AMOUNT PAID TO DATE. FINDERS RECEIVE A PERCENTAGE OF THE GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2009-11-02
D/A
$0.00
No
$1,900,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2009-11-02
D/A
$0.00
No
$1,900,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2009-11-02
D/A
$0.00
No
$1,900,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2009-03-24
D/A
$0.00
No
$0.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2009-03-20
D/A
$0.00
No
$0.00
Yes
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2009-03-20
D/A
$0.00
No
$1,900,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2009-03-20
D/A
$0.00
No
$750,000.00
No
ESTIMATE REPRESENTS AMOUNT PAID TO DATE. FINDERS WOULD RECEIVE A PERCENTAGE OF THE GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.
2009-03-20
D/A
$0.00
No
$23,000,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS WOULD RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.