Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MDB CAPITAL GROUP
42677
CHRISTOPHER MARLETT
1526644
Companies
Company Name
GRAPHON CORP/DE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-09-15
D
$710,000.00
No
$0.00
No
PLACEMENT AGENT ALSO RECEIVED (I) WARRANT TO BUY 3,550,000 COMMON SHARES AT $0.20 PER SHARE, (II) WARRANT TO BUY 1,775,000 COMMON SHARES AT $0.26 PER SHARE AND (III) REIMBURSEMENT OF EXPENSES OF APPROXIMATELY $35,000.