Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
FIVE PRIME ADVISORS, LLC
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
NONE
NONE
PRIME TIME ADVISORS, LLC
152527
NONE
NONE
CREWE CAPITAL LLC
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
NONE
NONE
CREWE CAPITAL LLC
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
NONE
NONE
CREWE CAPITAL LLC
152527
NONE
NONE
CREWE CAPITAL
152527
NONE
NONE
CREWE CAPITAL, LLC
152527
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-03-20
D/A
$0.00
No
$62,218.00
No
2025-10-17
D/A
$1,150,000.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID ACCORDING TO AN ESTABLISHED FEE SCHEDULE.
2025-10-17
D/A
$1,150,000.00
Yes
$0.00
Yes
PLACEMENT AGENT FEES ARE TO BE PAID ACCORDING TO AN ESTABLISHED FEE SCHEDULE.
2025-03-21
D/A
$0.00
No
$62,218.00
No
2024-03-20
D/A
$48,364,380.00
Yes
$222,912.00
Yes
2024-03-20
D/A
$327,441.00
Yes
$167,482.00
Yes
2024-03-20
D/A
$2,823,945.00
Yes
$1,004,338.00
Yes
2024-03-20
D/A
$14,714,146.00
Yes
$55,717.00
Yes
2024-02-14
D
$0.00
No
$0.00
No
2023-03-20
D/A
$48,023,658.00
Yes
$217,236.00
Yes
2023-03-20
D/A
$315,098.00
Yes
$160,153.00
Yes
2023-03-20
D/A
$2,723,950.00
Yes
$951,349.00
Yes
2023-03-20
D/A
$14,680,128.00
Yes
$53,288.00
Yes
2023-03-07
D/A
$1,460,368.00
Yes
$0.00
No
2022-03-21
D/A
$2,621,802.00
Yes
$884,851.00
Yes
2022-03-21
D/A
$14,640,721.00
Yes
$47,504.00
Yes
2022-03-21
D/A
$47,362,313.00
Yes
$203,755.00
Yes
2022-03-21
D/A
$303,988.00
Yes
$152,673.00
Yes
2022-03-10
D/A
$1,200,406.00
Yes
$0.00
No
2021-03-19
D/A
$46,027,480.00
Yes
$186,732.00
Yes
2021-03-19
D/A
$280,689.00
Yes
$146,572.00
Yes
2021-03-19
D/A
$2,409,406.00
Yes
$822,019.00
Yes
2021-03-19
D/A
$14,443,861.00
Yes
$41,418.00
Yes
2021-02-23
D/A
$1,005,337.00
Yes
$0.00
No
2020-08-24
D
$949,130.00
Yes
$0.00
No
2020-03-19
D/A
$14,272,426.00
Yes
$36,386.00
Yes
2020-03-19
D/A
$45,215,952.00
Yes
$177,021.00
Yes
2020-03-19
D/A
$262,269.00
Yes
$136,842.00
Yes
2020-03-19
D/A
$2,094,111.00
Yes
$677,303.00
Yes
2020-02-24
D/A
$771,468.00
Yes
$0.00
No
2019-11-04
D/A
$0.00
No
$40,000.00
Yes
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
2019-10-23
D
$532,944.00
Yes
$0.00
No
THE PLACEMENT AGENT WILL RECEIVE WARRANTS OR SIMILAR INSTRUMENTS OF THREE PERCENT (3.0%) OF THE FULLY-DILUTED SHARES OUTSTANDING OF THE FILER POST-CLOSING WITH AN EXERCISE PRICE EQUAL TO $6.00 PER SHARE.
2019-06-12
D/A
$60,000.00
No
$0.00
No
2019-06-12
D
$40,000.00
No
$0.00
No
2019-03-19
D/A
$2,094,111.00
Yes
$677,303.00
Yes
2019-03-19
D/A
$230,269.00
Yes
$114,388.00
Yes
2019-03-19
D/A
$13,840,442.00
Yes
$30,330.00
Yes
2019-03-19
D/A
$43,215,952.00
Yes
$156,453.00
Yes
2019-03-19
D/A
$13,840,442.00
Yes
$30,330.00
Yes
2019-02-14
D/A
$361,193.00
Yes
$0.00
No
2019-02-01
D/A
$2,000,000.00
Yes
$0.00
No
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
2018-03-19
D/A
$41,213,243.00
Yes
$134,864.00
Yes
2018-03-19
D/A
$193,687.00
Yes
$91,365.00
Yes
2018-03-19
D/A
$1,899,892.00
Yes
$584,790.00
Yes
2018-03-19
D/A
$13,323,264.00
Yes
$24,731.00
Yes
2018-03-05
D
$25,000.00
No
$0.00
No
2018-02-15
D/A
$136,523.00
Yes
$0.00
No
2018-01-11
D/A
$135,473.00
Yes
$0.00
No
2017-11-09
D/A
$301,000.00
Yes
$0.00
No
2017-11-09
D/A
$79,500.00
Yes
$0.00
No
2017-10-30
D
$250,000.00
No
$0.00
No
2017-10-20
D/A
$42,500.00
Yes
$0.00
No
2017-10-20
D/A
$52,938.00
Yes
$0.00
No
2017-10-06
D
$0.00
No
$40,000.00
Yes
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
2017-10-05
D/A
$40,500.00
Yes
$0.00
No
2017-10-05
D/A
$52,938.00
Yes
$0.00
No
2017-10-04
D/A
$27,000.00
Yes
$0.00
No
2017-07-19
D/A
$50,575.00
Yes
$0.00
No
2017-07-19
D/A
$40,500.00
Yes
$0.00
No
2017-06-16
D/A
$296,000.00
Yes
$0.00
No
2017-06-06
D/A
$260,000.00
Yes
$0.00
No
2017-05-25
D/A
$260,000.00
Yes
$0.00
No
2017-05-16
D/A
$14,875.00
Yes
$0.00
No
2017-03-17
D/A
$12,733,651.00
Yes
$20,117.00
Yes
2017-03-17
D/A
$139,431.00
Yes
$65,201.00
Yes
2017-03-17
D/A
$1,699,163.00
Yes
$500,735.00
Yes
2017-03-17
D/A
$39,047,872.00
Yes
$115,858.00
Yes
2017-03-16
D/A
$14,875.00
Yes
$0.00
No
2017-02-15
D/A
$14,875.00
Yes
$0.00
No
2017-02-14
D/A
$0.00
No
$1,000,000.00
Yes
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
2017-02-10
D/A
$27,000.00
Yes
$0.00
No
2017-01-13
D
$10,000.00
No
$0.00
No
2016-12-19
D/A
$14,875.00
Yes
$0.00
No
2016-11-18
D
$10,500.00
Yes
$0.00
No
2016-09-29
D/A
$250,000.00
No
$0.00
No
2016-08-10
D
$0.00
No
$45,000.00
Yes
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
2016-08-03
D
$140,000.00
No
$0.00
No
2016-05-11
D/A
$125,000.00
No
$0.00
No
2016-03-22
D/A
$75,000.00
No
$0.00
No
2016-03-17
D/A
$38,165,965.00
Yes
$92,500.00
Yes
2016-03-17
D/A
$101,462.00
Yes
$37,264.00
Yes
2016-03-17
D/A
$1,496,451.00
Yes
$399,001.00
Yes
2016-03-17
D/A
$2,987,852.00
Yes
$0.00
No
THE SALES COMMISSIONS IN CONNECTION WITH THIS OFFERING ARE CALCULATED BASED ON A PERCENTAGE OF THE REFERRAL FEES PAID TO THE INVESTMENT MANAGER. SUCH FEES ARE NOT PRESENTLY KNOWN AND THE ESTIMATE ABOVE INDICATES THE ISSUER-S BEST ESTIMATE OF THESE FEES.
2016-03-17
D/A
$12,081,362.00
Yes
$14,090.00
Yes
2016-03-03
D
$0.00
No
$6,000.00
Yes
THE AMOUNT OF SALES COMPENSATION WILL BE DETERMINED AS A FUNCTION OF THE ECONOMIC PERFORMANCE OF THE ISSUER.
2015-12-24
D/A
$400,000.00
Yes
$0.00
No
2015-10-09
D/A
$120,000.00
No
$0.00
No
2015-09-18
D
$50,000.00
No
$0.00
No
2011-03-18
D
$0.00
No
$275,000.00
Yes
IN ADDITION TO THE FINDER-S FEES, FIVE PRIME ADVISORS, LLC WAS ALSO ISSUED A FIVE-YEAR WARRANT TO PURCHASE UP TO 300,000 SHARES OF THE ISSUER-S COMMON STOCK AT $0.84 PER SHARE.