Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ANTHONY CAPITAL, LLC
152504
NONE
NONE
ANTHONY CAPITAL, LLC
152504
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-04-28
D/A
$345,786.00
No
$0.00
No
2020-01-06
D
$345,191.00
No
$0.00
No
2015-02-27
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2015-02-02
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2015-01-12
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2015-01-08
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-12-09
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-12-08
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-11-14
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-11-06
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-10-14
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-09-24
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-09-12
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-08-28
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-08-14
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.
2014-07-29
D/A
$2,000,000.00
Yes
$0.00
No
UP TO 10.35% TO PAY BROKER DEALER COMMISSIONS, MANAGING BROKER DEALER COMMISSIONS, AND WHOLESALER COMMISSIONS.