Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
VFG SECURITIES, INC.
15121
PETER J. KALMUS
1522531
PETER J. KALMUS
1522531
DFPG INVESTMENTS, INC.
155576
PETER JOSEPH KALMUS
1522531
DFPG INVESTMENTS, INC.
155576
DFPG INVESTMENTS, INC.
155576
PETER J. KALMUS
1522531
IBN FINANCIAL SERVICES, INC.
42360
PETER JOSEPH KALMUS
1522531
IBN FINANCIAL SERVICES, INC.
42360
PETER JOSEPH KALMUS
1522531
IBN FINANCIAL SERVICES, INC.
42360
PETER KALMUS
1522531
IBN FINANCIAL SERVICES, INC.
42360
PETER KALMUS
1522531
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$5,603,876.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,603,876.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,603,876.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,603,876.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$5,603,876.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE THE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER MANAGER FEES AND PLACEMENT FEES.
D/A
$3,267,882.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,267,882.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$3,267,882.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER FEES THAT MAY BE PAID.
D/A
$7,916,719.00
No
$0.00
No
TOTAL COMMISSIONS AND FEES THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
D
$7,916,719.00
No
$0.00
No
TOTAL COMMISSIONS AND FEES THAT WILL BE PAID IF ALL SECURITIES ARE SOLD AND ALL COMMISSIONS PAID.
D/A
$291,502.00
Yes
$0.00
No
INCLUDES COMMISSIONS, WHOLESALING + MARKETING ALLOWANCES, MANAGING BROKER-DEALER FEES + NON-ITEMIZED DILIGENCE REIMBURSEMENT.
D/A
$291,502.00
Yes
$0.00
No
INCLUDES COMMISSIONS, WHOLESALING + MARKETING ALLOWANCES, MANAGING BROKER-DEALER FEES + NON-ITEMIZED DILIGENCE REIMBURSEMENT.
D/A
$59,943.00
Yes
$0.00
No
INCLUDES COMMISSIONS, WHOLESALING + MARKETING ALLOWANCES, MANAGING BROKER-DEALER FEES + NON-ITEMIZED DILIGENCE REIMBURSEMENT.
D/A
$43,686.00
Yes
$0.00
No
INCLUDES COMMISSIONS, WHOLESALING + MARKETING ALLOWANCES, MANAGING BROKER-DEALER FEES + NON-ITEMIZED DILIGENCE REIMBURSEMENT.
D
$39,000.00
Yes
$0.00
No
BASED ON FULL SUBSCRIPTION. 1.5% (COMPRISED OF 1% COMMISSIONS AND 0.5% DUE DILIGENCE REIMBURSEMENT).
D
$266,000.00
Yes
$0.00
No
BASED ON FULL SUBSCRIPTION. 7% (COMPRISED OF 6% COMMISSIONS AND 1% DUE DILIGENCE REIMBURSEMENT).
D
$400,000.00
Yes
$0.00
No
BASED ON FULL SUBSCRIPTION. 4% (COMPRISED OF 3% COMMISSIONS AND 1% DUE DILIGENCE REIMBURSEMENT).
D
$97,500.00
No
$0.00
No
BASED ON FULL SUBSCRIPTION. 5% (COMPRISED OF 4% COMMISSIONS AND 1% DUE DILIGENCE REIMBURSEMENT).
D/A
$400,000.00
Yes
$0.00
No
BASED ON FULL SUBSCRIPTION. 5% (COMPRISED OF 4% COMMISSIONS AND 1% DUE DILIGENCE REIMBURSEMENT).
D
$400,000.00
Yes
$0.00
No
BASED ON FULL SUBSCRIPTION. 5% (COMPRISED OF 4% COMMISSIONS AND 1% DUE DILIGENCE REIMBURSEMENT).
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$595,317.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$737,021.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$149,425.00
No
$0.00
No
M. SCOTT RICKARD IS NOT RECEIVING ANY SALES COMMISSIONS. THE SALES COMMISSIONS ASSOCIATED WITH HIS SALES ARE BEING PAID TO CAROLINA FINANCIAL SECURITIES.
D/A
$296,460.00
Yes
$0.00
No
SCOTT RICKARD IS NOT RECEIVING ANY SALES COMMISSIONS. THE SALES COMMISSIONS ASSOCIATED WITH HIS SALES ARE BEING PAID TO CAROLINA FINANCIAL SECURITIES.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
D/A
$365,405.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
