Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
DENNIS COLLEY
1517102
FIRST ALLIED SECURITIES INC.
32444
DENNIS COLLEY
1517102
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-06-28
D
$162,661.00
No
$0.00
No
2010-02-24
D/A
$333,648.00
No
$0.00
No
2009-08-04
D/A
$257,651.00
Yes
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No