Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BILL LERNER
2625046
UNION GAMING SECURITIES LLC
151592
NONE
NONE
UNION GAMING SECURITIES, LLC
151592
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-05-03
D/A
$60,000.00
Yes
$0.00
No
UNION GAMING SECURITIES, LLC ("UGS") RECEIVED A MEMBERSHIP INTEREST IN THE ISSUER BASED ON THE TOTAL AMOUNT OF FUNDS RAISED BY UGS IN THE OFFERING. THIS AMOUNT REFLECTS UGS RECEIVING APPROXIMATELY A 1% MEMBERSHIP INTEREST IN THE ISSUER.
2016-09-27
D
$360,000.00
Yes
$0.00
No
UNION GAMING SECURITIES, LLC ("UGS") WILL RECEIVE A MEMBERSHIP INTEREST IN THE ISSUER BASED ON THE TOTAL AMOUNT OF FUNDS RAISED BY UGS IN THE OFFICERING, UP TO A CAP OF 6%. THIS AMOUNT REFLECTS USA RECEIVING A 6% MEMBERSHIP INTEREST IN THE ISSUER.
2016-09-26
D
$76,996.00
No
$0.00
No
2016-05-05
D
$73,479.00
Yes
$0.00
No
SALES COMMISSIONS PAID AS FOLLOWS: (I) $45,500 PAID TO UNION GAMING SECURITIES LLC, NOT INCLUDING 11 CLASS C PREFERRED UNITS TO BE ISSUED UPON THE ISSUER-S MANAGER AND MEMBER APPROVAL AND (II) $27,979.18 PAID TO CASCADIA CAPITAL LLC.