Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KCG SECURITIES, LLC
151300
BRODIE BARNES
2368626
KCG SECURITIES, LLC
151300
RYAN M. DAY
3063438
NONE
NONE
KCG SECURITIES
151300
KCG SECURITIES LLC
151300
BRODIE BARNES
2368626
KCG SECURITIES LLC
151300
STAN KIMBALL
4138612
KCG SECURITIES LLC
151300
RYAN DAY
3063438
NONE
NONE
KCG SECURITIES, LLC
151300
KCG SECURITIES, LLC
151300
BRODIE BARNES
2368626
KCG SECURITIES, LLC
151300
TRENT D-AMBROSIO
1757912
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-10
D/A
$0.00
Yes
$0.00
No
2025-11-10
D/A
$0.00
Yes
$0.00
No
2024-11-12
D/A
$0.00
Yes
$0.00
No
2023-11-14
D/A
$0.00
Yes
$0.00
No
2022-11-16
D/A
$0.00
Yes
$0.00
No
2021-11-22
D/A
$0.00
Yes
$0.00
No
2020-11-19
D/A
$0.00
Yes
$0.00
No
2019-11-20
D/A
$0.00
Yes
$0.00
No
2018-11-20
D/A
$0.00
Yes
$0.00
No
2017-11-09
D/A
$0.00
Yes
$0.00
No
2016-12-01
D/A
$0.00
Yes
$0.00
No
2016-04-19
D/A
$167,621.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH WAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.
2015-12-09
D/A
$0.00
Yes
$0.00
No
2014-08-28
D/A
$0.00
Yes
$0.00
No
2014-05-15
D/A
$0.00
Yes
$0.00
No
2013-05-17
D/A
$0.00
Yes
$0.00
No
2013-03-07
D/A
$0.00
Yes
$0.00
No
2012-08-20
D/A
$27,500,000.00
Yes
$0.00
No
SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
2012-05-29
D/A
$0.00
Yes
$0.00
No
2012-03-06
D/A
$0.00
Yes
$0.00
No
2012-03-06
D/A
$160,000.00
Yes
$0.00
No
2011-08-18
D/A
$10,000,000.00
Yes
$0.00
No
THIS ASSUMES THAT THE TOTAL OFFERING AMOUNT IS SOLD. ALSO, THE SALES COMMISSIONS WILL BE PAID BY THE MANAGING GENERAL PARTNER AND NOT FROM SUBSCRIPTION PROCEEDS.
2011-08-01
D/A
$748,848.00
No
$0.00
No
2011-05-26
D/A
$1,853,609.00
Yes
$0.00
No
2011-04-20
D
$0.00
No
$0.00
No
2011-04-19
D
$0.00
No
$0.00
No
2011-04-14
D
$200,000.00
Yes
$0.00
No
2011-02-10
D/A
$748,848.00
No
$0.00
No
2011-01-25
D/A
$160,000.00
Yes
$0.00
No
2011-01-25
D/A
$40,000.00
Yes
$0.00
No