Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KCG SECURITIES, LLC
151200
BRODIE DEAN BARNES
2368626
Companies
Company Name
VOLLERO BEACH CAPITAL FUND LP
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-04-23
D/A
$893,301.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH HAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.
2014-03-12
D/A
$893,301.00
Yes
$0.00
No
THE AMOUNT DISCLOSED REPRESENTS THE TOTAL AMOUNT OF SALES COMMISSION WHICH HAS PAID TO PERSONS WHO ARE PRESENTLY AND WHO HAVE PREVIOUSLY BEEN DISCLOSED IN ITEM 12. ONLY CURRENT RECIPIENTS ARE DISCLOSED IN ITEM 12.