Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

APB FINANCIAL GROUP, LLC
38235
KENNETH GETTINGER
1511817
KPG CAPITAL PARTNERS LLC
165392
KEN GETTINGER
1511817
KPG CAPITAL PARTNERS, LLC
165392
KENNETH P. GETTINGER
1511817
KPG CAPITAL PARTNERS, LLC
165392
KENNETH P. GETTINGER
1511817
KPG CAPITAL PARTNERS, LLC
165392
KENNETH P. GETTINGER
1511817
KPG CAPITAL PARTNERS, LLC
165392
KENNETH GETTINGER
1511817
KPG CAPITAL PARTNERS, LLC
165392
KENNETH P. GETTINGER
1511817
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-09-10
D/A
$35,000.00
Yes
$0.00
No
2025-09-10
D/A
$161,250.00
Yes
$0.00
No
2024-08-09
D
$270,000.00
Yes
$0.00
No
2024-08-09
D
$70,000.00
Yes
$0.00
No
2022-03-02
D/A
$389,103.00
Yes
$0.00
Yes
PAID IN CONNECTION WITH BOTH THE ISSUER AND AVIATOR CAPITAL FUND V GLOBAL FEEDER, LP.
2022-03-02
D/A
$389,103.00
Yes
$0.00
Yes
PAID IN CONNECTION WITH BOTH THE ISSUER AND AVIATOR CAPITAL FUND V US FEEDER, LP.
2019-05-20
D/A
$0.00
Yes
$0.00
Yes
2019-05-20
D/A
$0.00
Yes
$0.00
Yes
2017-01-27
D/A
$0.00
Yes
$0.00
Yes
2016-11-04
D/A
$0.00
Yes
$0.00
Yes
2016-11-04
D/A
$0.00
Yes
$0.00
Yes
2014-01-13
D/A
$0.00
No
$0.00
No
2014-01-13
D/A
$0.00
No
$0.00
No
2013-09-20
D/A
$0.00
No
$4,648,601.00
Yes
2013-09-20
D/A
$0.00
Yes
$1,586,077.00
Yes
2011-03-18
D/A
$0.00
No
$0.00
No
2010-03-17
D/A
$0.00
No
$0.00
No