Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
SC DISTRIBUTORS, LLC
151152
NONE
NONE
SC DISTRIBUTORS LLC
151152
NONE
NONE
SC DISTRIBUTORS, LLC
151152
NONE
NONE
STRATCAP SECURITIES, LLC
151152
NONE
NONE
STRATCAP SECURITIES, LLC
151152
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-10-25
D/A
$0.00
No
$0.00
No
2024-10-25
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
2023-11-03
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
2023-11-03
D/A
$0.00
No
$0.00
No
2023-04-05
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
2023-04-04
D/A
$0.00
No
$0.00
No
2022-04-14
D/A
$0.00
No
$0.00
No
2022-04-14
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
2022-03-07
D
$0.00
No
$0.00
No
2021-08-19
D
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
2021-08-13
D/A
$889,282.00
No
$0.00
No
2021-02-02
D/A
$3,075,000.00
Yes
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
2021-01-21
D/A
$8,750,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
2020-08-06
D/A
$64,960.00
No
$0.00
No
2020-02-03
D/A
$4,800,000.00
Yes
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
2020-01-21
D/A
$460,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
2019-05-30
D/A
$460,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
2019-02-05
D
$4,800,000.00
Yes
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
2018-05-31
D
$12,950,000.00
No
$0.00
No
MAXIMUM AMOUNT OF SELLING COMMISSIONS INCLUDES THE MAXIMUM AMOUNT OF ESTIMATED DEALER MANAGER FEES.
2018-04-06
D/A
$50,290.00
No
$0.00
No
2018-02-28
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE CLASS P-A.
2018-01-30
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE CLASS P-A.
2017-12-13
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE CLASS P-A.
2017-11-22
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE CLASS P-A.
2017-10-31
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE CLASS P-A.
2017-09-29
D/A
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE CLASS P-A.
2017-07-14
D
$18,000,000.00
Yes
$0.00
No
REPRESENTS MAXIMUM COMMISSION PAYABLE (6% COMMISSION AND 3% DEALER MANAGER FEE ON CLASS P-A UNITS) AS IF ALL UNITS SOLD WERE CLASS P-A.
2017-02-17
D
$47,035.00
No
$0.00
No