Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CF GLOBAL TRADING, LLC
104245
JOHN S. NOESEN
1511054
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-02-04
D/A
$0.00
No
$1,900,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF INVESTMENT MANAGER-S MANAGEMENT AND PERFORMANCE FEES.
2010-02-04
D/A
$0.00
No
$23,000,000.00
No
ESTIMATE REPRESENTS FEES PAID TO DATE. FINDERS RECEIVE A PORTION OF GENERAL PARTNER-S MANAGEMENT FEES AND INCENTIVE ALLOCATIONS.