Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LICCAR SECURITIES + CUSTODIAL SERVICES, LLC
151034
LICCAR SECURITIES + CUSTODIAL SERVICES, LLC
151034
LICCAR SECURITIES + CUSTODIAL SERVICES, LLC
151034
LICCAR SECURITIES + CUSTODIAL SERVICES, LLC
151034
LICCAR SECURITIES + CUSTODIAL SERVICES, LLC
151034
MICHAEL J. LICCAR
1444181
LICCAR SECURITIES + CUSTODIAL SERVICES, LLC
151034
AHMOS S. HASSAN
1741546
LICCAR SECURITIES + CUSTODIAL SERVICES, LLC
151034
RICHARD D. HARIG
871710
NONE
NONE
LICCAR SECURITIES AND CUSTODIAL SERVICES, LLC
151034
LICCAR SECURITIES
151034
RICHARD D HARIG
871710
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-02-12
D/A
$25,000.00
Yes
$0.00
Yes
2017-05-17
D/A
$150,000.00
Yes
$0.00
Yes
2017-02-10
D/A
$100,000.00
Yes
$0.00
Yes
2016-10-28
D
$300,000.00
No
$0.00
No
REGISTERED REB WILL RECEIVE A PORTION OF INCENTIVE SHARES THAT HAVE ALREADY BEEN ISSUED TO THE MANAGER OF THE ENTITY. THUS THE INVESTOR DOES NOT PAY THE COMMISSION, BUT THE MANAGER.
2016-05-20
D/A
$150,000.00
Yes
$0.00
Yes
2016-02-29
D/A
$0.00
Yes
$0.00
Yes
2016-02-25
D
$50,000.00
Yes
$0.00
No
2016-02-11
D/A
$100,000.00
Yes
$0.00
Yes
2016-02-11
D/A
$100,000.00
Yes
$0.00
Yes
2016-02-09
D/A
$150,000.00
Yes
$0.00
Yes
2015-07-29
D/A
$100,000.00
Yes
$0.00
Yes
2015-07-24
D/A
$150,000.00
Yes
$0.00
Yes
2015-05-22
D/A
$0.00
Yes
$0.00
Yes
2014-07-29
D/A
$100,000.00
Yes
$0.00
Yes
2014-07-24
D/A
$150,000.00
Yes
$0.00
Yes