Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
MORNINGSIDE SECURITIES LLC
151011
SHARENETT SECURITIES LLC
151011
NONE
NONE
NONE
NONE
SHARENETT SECURITIES LLC
151011
SHARENETT SECURITIES LLC
151011
SHARENETT SECURITIES LLC
151011
NONE
NONE
SHARENETT SECURITIES LLC
151011
NONE
NONE
SHARENETT SECURITIES, LLC
151011
SHARENETT SECURITIES LLC
151011
NONE
NONE
NONE
NONE
SHARENETT SECURITIES LLC
151011
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-03
D/A
$0.00
No
$0.00
No
2026-02-03
D/A
$0.00
No
$0.00
No
2025-02-03
D/A
$0.00
No
$0.00
No
2025-02-03
D/A
$0.00
No
$0.00
No
2024-12-04
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2024-10-25
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
2024-02-02
D/A
$0.00
No
$0.00
No
2024-02-02
D/A
$0.00
No
$0.00
No
2023-11-21
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2023-11-03
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID, DIRECTLY OR INDIRECTLY, COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER.
2023-11-03
D/A
$6,000,000.00
Yes
$0.00
No
ESTIMATE ABOVE ASSUMES $500 MILLION OF SECURITIES ARE SOLD
2023-08-01
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2023-06-20
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2023-06-09
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2023-04-26
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2023-02-02
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 MAY RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2023-02-02
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2023-01-13
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID, DIRECTLY OR INDIRECTLY, COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER.
2022-12-20
D/A
$14,400,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER MANAGER FEES THAT MAY BE PAID.
2022-12-07
D/A
$2,595,241.00
Yes
$0.00
No
2022-10-12
D/A
$6,445,159.00
No
$0.00
No
REPRESENTS SALES COMMISSIONS AS OF THE DATE OF THE AMENDED FORM D. TOTAL SALES COMMISSIONS IS ESTIMATED AT $9,000,000 IF THE OFFERING REMAINS $150,000,000 AND $12,000,000 IF THE OFFERING IS INCREASED TO $200,000,000.
2022-10-04
D/A
$50,000,000.00
Yes
$0.00
No
ASSUMING MAXIMUM OFFERING AMOUNT RAISED. INCLUDES SELLING COMMISSIONS OF 7%; MANAGING BROKER-DEALER FEE OF 2.5% (WHICH MAY BE RE-ALLOWED, IN PART, TO CERTAIN MEMBERS OF THE SELLING GROUP); AND UP TO 0.5% AS A SERVICING FEE TO THE MANAGING BROKER DEALER.
2022-09-01
D/A
$27,000,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER MANAGER FEES THAT MAY BE PAID.
2022-06-28
D/A
$27,000,000.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDES ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS AND DEALER MANAGER FEES THAT MAY BE PAID.
2022-03-15
D
$0.00
No
$2,000.00
No
2022-01-19
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2022-01-19
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 MAY RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2022-01-13
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID, DIRECTLY OR INDIRECTLY, COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER.
2021-07-08
D
$152,000.00
Yes
$0.00
No
ESTIMATE IS BASED ON 1% FEE OF THE AGGREGATE GROSS PROCEEDS FROM THE OFFERING AND ASSUMES SALE OF TOTAL $15,000,000 OFFERING AMOUNT, PLUS A $2,500 ADMINISTRATIVE FEE
2021-01-20
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2021-01-19
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2021-01-19
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 MAY RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2021-01-13
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID, DIRECTLY OR INDIRECTLY, COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER.
2021-01-13
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID, DIRECTLY OR INDIRECTLY, COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER.
2020-01-16
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 MAY RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2020-01-16
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2020-01-13
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID, DIRECTLY OR INDIRECTLY, COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER.
2020-01-13
D/A
$0.00
Yes
$0.00
Yes
THE ENTITY LISTED IN ITEM 12 IS PAID, DIRECTLY OR INDIRECTLY, COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER.
2019-01-16
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 MAY RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2019-01-16
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2018-01-16
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2018-01-16
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2017-01-17
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2017-01-17
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2015-12-17
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2015-12-17
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.
2014-12-17
D/A
$0.00
Yes
$0.00
No
THE PERSONS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) A PERCENTAGE OF THE MANAGEMENT FEE PAYABLE TO PRYTANIA INVESTMENT ADVISORS LLP, THE INVESTMENT MANAGER OF THE ISSUER.
2014-12-17
D/A
$0.00
Yes
$0.00
No
THE FIRMS LISTED IN ITEM 12 RECEIVE (OR HAVE RECEIVED) COMPENSATION FOR THEIR SERVICES.