Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CENTAURUS FINANCIAL
30833
ROYCE K YEN
1501850
Companies
Company Name
BERKELEY CAPITAL TRUST INC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2009-05-15
D/A
$2,500,000.00
Yes
$0.00
No
2009-04-21
D
$2,500,000.00
Yes
$0.00
No