Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PHILLIP J. RODRIGUEZ
1230327
DIMIRAK SECURITIES CORPORATION
150181
PHIL RODRIGUEZ
1230327
DIMIRAK SECURITIES CORPORATION
150181
DIMIRAK SECURITIES CORPORATION
150181
PHILLIP J. RODRIGUEZ
1230327
DIMIRAK SECURITIES CORPORATION
150181
MICHAEL G. CULWELL
5989109
DIMIRAK SECURITIES CORPORATION
150181
BRIAN J. NELSON
5065593
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-07-01
D/A
$186,475.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-07-01
D/A
$218,604.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-11-06
D
$56,835.00
Yes
$0.00
No
2010-02-09
D/A
$7,875.00
Yes
$0.00
No
2009-12-29
D
$2,625.00
Yes
$0.00
No