Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

RED RIVER SECURITIES, LLC
149860
SCOTT JOHNSON
5653170
RED RIVER SECURITIES, LLC
149860
MICHAEL MARTIN
5068590
RED RIVER SECURITIES, LLC
149860
DARRELL ROGERS
5713511
RED RIVER SECURITIES, LLC
149860
SCOTT SCHAFER
2594238
RED RIVER SECURITIES, LLC
149860
ADRIAN CARDENAS
5532683
RED RIVER SECURITIES, LLC
149860
JEROLD CRAVEN
5713279
RED RIVER SECURITIES, LLC
149860
STEVEN SUMMERS
5652633
RED RIVER SECURITIES, LLC
149860
MICHAEL NOWELL
5751514
RED RIVER SECURITIES, LLC
149860
BENJAMIN COX
5761085
RED RIVER SECURITIES, LLC
149860
JERRY TRAHAN
4496771
RED RIVER SECURITIES, LLC
149860
JOHN QUINTANILLA
4788774
RED RIVER SECURITIES, LLC
149860
MATTHEW LOMELO
5769367
RED RIVER SECURITIES, LLC
149860
MARTY JOHNSON
5204296
RED RIVER SECURITIES, LLC
149860
CHRISTIAN SCHUCKERT
5494109
RED RIVER SECURITIES, LLC
149860
CHRIS LOPEZ
5721523
RED RIVER SECURITIES LLC
149860
DAVID TURNER
5689986
RED RIVER SECURITIES, LLC
149860
JEROLD CRAVEN
5713279
RED RIVER SECURITIES, LLC
149860
CHRISTOPHER LOPEZ
5721523
RED RIVER SECURITIES, LLC
149860
DAVID TURNER
5689986
RED RIVER SECURITIES, LLC
149860
PHILLIP HAMBLIN
5838669
RED RIVER SECURITIES, LLC
149860
(ANDREW) JAIRO TORRES
5669046
RED RIVER SECURITIES, LLC
149860
JAIRO ANDREW TORRES
5669046
RED RIVER SECURITIES, LLC
149860
RED RIVER SECURITIES, LLC
149860
RED RIVER SECURITIES, LLC
149860
MICHAEL COTHRAN
5488538
RED RIVER SECURITIES, LLC
149860
JESSE GOMEZ
5994563
RED RIVER SECURITIES, LLC
149860
JACOB SULLIVAN
5994435
RED RIVER SECURITIES, LLC
149860
JOHN HELSTOWSKI
5994380
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-06-28
D/A
$485,473.00
Yes
$0.00
No
2013-06-18
D/A
$485,473.00
Yes
$0.00
No
2013-06-12
D/A
$485,473.00
Yes
$0.00
No
2013-05-28
D/A
$485,473.00
Yes
$0.00
No
2013-05-22
D/A
$485,473.00
Yes
$0.00
No
2013-05-10
D/A
$485,473.00
Yes
$0.00
No
2013-04-24
D/A
$485,473.00
Yes
$0.00
No
2013-04-11
D/A
$485,473.00
Yes
$0.00
No
2013-04-02
D/A
$485,473.00
Yes
$0.00
No
2013-03-12
D/A
$485,473.00
Yes
$0.00
No
2013-03-04
D/A
$485,473.00
Yes
$0.00
No
2013-02-05
D/A
$631,013.00
Yes
$0.00
No
2013-01-23
D/A
$485,473.00
Yes
$0.00
No
2013-01-15
D/A
$631,013.00
Yes
$0.00
No
2012-12-03
D/A
$485,473.00
Yes
$0.00
No
2012-11-14
D/A
$631,013.00
Yes
$0.00
No
2012-10-16
D/A
$485,473.00
Yes
$0.00
No
2012-10-05
D/A
$485,473.00
Yes
$0.00
No
2012-08-02
D/A
$631,013.00
Yes
$0.00
No
2012-08-01
D/A
$631,013.00
Yes
$0.00
No
2012-05-29
D/A
$631,013.00
Yes
$0.00
No
2012-05-23
D/A
$631,013.00
Yes
$0.00
No
2012-04-18
D/A
$631,013.00
Yes
$0.00
No
2012-02-29
D/A
$631,013.00
Yes
$0.00
No
2012-02-23
D/A
$631,013.00
Yes
$0.00
No
2012-02-15
D/A
$631,013.00
Yes
$0.00
No
2012-02-08
D/A
$631,013.00
Yes
$0.00
No
2012-02-01
D/A
$631,013.00
Yes
$0.00
No
2012-01-26
D/A
$631,013.00
Yes
$0.00
No
2012-01-17
D/A
$631,013.00
Yes
$0.00
No
2011-12-20
D/A
$631,013.00
Yes
$0.00
No
2011-12-13
D/A
$631,013.00
Yes
$0.00
No
2011-12-05
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-11-29
D/A
$631,013.00
Yes
$0.00
No
2011-11-16
D/A
$631,013.00
Yes
$0.00
No
2011-11-02
D/A
$631,013.00
Yes
$0.00
No
2011-10-26
D/A
$631,013.00
Yes
$0.00
No
2011-10-13
D
$631,013.00
Yes
$0.00
No
2011-08-03
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-06-29
D/A
$377,671.00
No
$0.00
No
2011-06-21
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-05-03
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-04-28
D/A
$377,671.00
No
$0.00
No
2011-04-12
D/A
$377,671.00
No
$0.00
No
2011-04-11
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-04-05
D/A
$377,671.00
No
$0.00
No
2011-03-30
D/A
$377,671.00
No
$0.00
No
2011-03-23
D/A
$377,671.00
No
$0.00
No
2011-03-18
D
$377,671.00
No
$0.00
No
2011-03-15
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-02-17
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-02-07
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2011-01-11
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-12-06
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-11-16
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-11-16
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-11-02
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-10-20
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-10-06
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-09-28
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-09-21
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-09-21
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-09-14
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-09-01
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-09-01
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-08-24
D/A
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-08-03
D
$377,671.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-07-28
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-06-30
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-06-24
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-05-25
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-05-19
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-05-11
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-05-05
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-04-27
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-04-15
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-03-22
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-03-10
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-03-02
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-02-22
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE
2010-02-03
D/A
$1,430,200.00
No
$0.00
No
SALES COMMISSION AND DUE DILIGENCE FEE