Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SECURITIES AMERICA, INC.
10205
JOHN VALENTINE
1495420
PURSHE KAPLAN STERLING INVESTMENTS
35747
JOHN L. VALENTINE
1495420
People
Name
ROBERT L. LERNER
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-08-27
D/A
$2,000,000.00
Yes
$0.00
No
2010-06-09
D/A
$250,000.00
Yes
$0.00
No
2010-04-15
D/A
$250,000.00
Yes
$0.00
No
2009-06-08
D/A
$250,000.00
Yes
$0.00
No