Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SILVER OAK SECURITIES, INCORPORATED
46947
WILLIAM E. RILEY, JR.
1493287
SILVER OAK SECURITIES, INCORPORATED
46947
WILLIAM E. RILEY, JR.
1493287
SILVER OAK SECURITIES, INCORPORATED
46947
WILLIAM E. RILEY
1493287
SILVER OAK SECURITIES, INCORPORATED
46947
WILLIAM E. RILEY JR.
1493287
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-04-10
D/A
$2,975,000.00
Yes
$0.00
No
2011-12-14
D/A
$2,975,000.00
Yes
$0.00
No
2011-05-13
D/A
$2,975,000.00
Yes
$0.00
No
2010-01-29
D/A
$2,975,000.00
Yes
$0.00
No
2010-01-15
D/A
$1,500,000.00
Yes
$0.00
No
2009-08-04
D/A
$2,975,000.00
Yes
$0.00
No
2009-05-26
D/A
$1,500,000.00
Yes
$0.00
No
2009-04-03
D/A
$2,975,000.00
No
$0.00
No
2009-02-09
D/A
$1,500,000.00
Yes
$0.00
No