Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GUARDIAN DIRECT ENERGY PROGRAMS, INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS, INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS, INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS, INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS INC
149306
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
149306
ROBERT VELA
3086538
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
149306
GUARDIAN DIRECT ENERGY PROGRAMS, INC.
149306
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-09-17
D
$70,000.00
No
$0.00
No
ASSUMING COMPLETE OFFERING IS SOLD
2012-09-12
D
$36,000.00
No
$0.00
No
ASSUMING COMPLETE PROGRAM IS SOLD
2012-03-01
D
$87,000.00
No
$0.00
No
ASSUMING TOTAL OFFERING IS SOLD
2012-01-19
D
$115,200.00
No
$0.00
No
ASSUMING THE TOTAL PROGRAM IS SOLD
2011-12-08
D
$16,000.00
No
$0.00
No
ASSUMING THE COMPLETE OFFERING IS SOLD
2011-11-14
D
$59,500.00
No
$0.00
No
ASSUMING TOTAL OFFERING SOLD
2011-07-25
D
$100,800.00
No
$0.00
No
ASSUMING THE COMPLETE OFFERING IS SOLD
2010-10-18
D/A
$210,000.00
Yes
$0.00
No
ASSUMING THE TOTAL PROGRAM IS SOLD
2010-09-08
D
$210,000.00
Yes
$0.00
No
ASSUMING THE TOTAL PROGRAM IS SOLD
2010-07-29
D
$33,600.00
No
$0.00
No
ASSUMING TOTAL PROGRAM IS SOLD