Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
XZERTA TRADING LLC D/B/A HCFP/CAPITAL MARKETS
149111
NONE
NONE
HCFP/CAPITAL MARKETS LLC
149111
NONE
NONE
HCFP/CAPITAL MARKETS LLC
149111
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-07-10
D/A
$191,160.00
Yes
$0.00
No
THE PLACEMENT AGENT IS ENTITLED TO A PLACEMENT FEE EQUAL TO 8% OF THE GROSS PROCEEDS OF THIS OFFERING. IN ADDITION, A NON-ACCOUNTABLE EXPENSE ALLOWANCE OF 2% OF FUNDS RAISED WILL BE PAID TO PLACEMENT AGENT.
2020-07-10
D
$25,200.00
Yes
$0.00
No
THE PLACEMENT AGENT IS ENTITLED TO A PLACEMENT FEE EQUAL TO 8% OF THE GROSS PROCEEDS OF THIS OFFERING. IN ADDITION, A NON-ACCOUNTABLE EXPENSE ALLOWANCE OF 2% OF FUNDS RAISED WILL BE PAID TO PLACEMENT AGENT.
2019-08-08
D
$45,050.00
No
$0.00
No
THE PLACEMENT AGENT IS ENTITLED TO A FEE EQUAL TO 8% OF THE GROSS PROCEEDS OF THIS OFFERING. IN ADDITION, A NON-ACCOUNTABLE EXPENSE ALLOWANCE OF 2% OF FUNDS RAISED WILL BE PAID TO PLACEMENT AGENT.
2019-07-11
D
$9,000.00
No
$0.00
No
THE PLACEMENT AGENT IS ENTITLED TO A FEE EQUAL TO 8% OF THE GROSS PROCEEDS OF THIS OFFERING. IN ADDITION, A NON-ACCOUNTABLE EXPENSE ALLOWANCE OF 2% OF FUNDS RAISED WILL BE PAID TO PLACEMENT AGENT.
2019-04-26
D/A
$240,000.00
Yes
$0.00
No
2019-02-28
D/A
$240,000.00
Yes
$0.00
No
2019-02-15
D
$240,000.00
Yes
$0.00
No
2017-02-07
D
$105,556.00
Yes
$0.00
No