Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
ERNST CAPITAL GROUP I, INC.
148904
NONE
NONE
ERNST CAPITAL SECURITIES, INC.
148904
NONE
NONE
ERNST CAPITAL SECURITIES, LLC
148904
NONE
NONE
ERNST CAPITAL SECURITIES, LLC
148904
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-02-10
D/A
$1,250,000.00
Yes
$0.00
No
2026-02-10
D/A
$1,250,000.00
Yes
$0.00
No
2025-09-05
D/A
$1,250,000.00
Yes
$0.00
No
2021-04-22
D
$1,250,000.00
Yes
$0.00
No
2018-08-07
D/A
$1,000,000.00
Yes
$0.00
No
2017-04-13
D/A
$1,000,000.00
Yes
$0.00
No
2012-10-17
D/A
$150,000.00
Yes
$0.00
No
2010-02-17
D
$65,600.00
Yes
$0.00
No