Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HGP SECURITIES, LLC
148868
HGP SECURITIES, LLC
148868
NONE
NONE
HGP SECURITIES, LLC
148868
NONE
NONE
HEALTHCARE GROWTH PARTNERS, LLC
148868
NONE
NONE
HGP SECURITIES LLC (HEALTHCARE GROWTH PARTNERS)
148868
JONATHAN R. PHILLIPS
4169636
HGP SECURITIES, LLC
148868
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-03-28
D
$0.00
No
$175,000.00
No
2014-09-22
D/A
$0.00
No
$330,000.00
Yes
2014-08-19
D
$0.00
No
$270,000.00
Yes
2014-05-07
D
$0.00
No
$250,000.00
No
2012-03-15
D
$500,000.00
No
$0.00
No
2010-11-15
D
$200,000.00
No
$0.00
No