Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BRENT BUNGER
1488149
KESTRA INVESTMENT SERVICES, LLC
42046
BRENT BUNGER
1488149
LION STREET FINANCIAL, LLC
165828
BRENT BUNGER
1488149
KESTRA INVESTMENT SERVICES, LLC
42046
BRENT BUNGER
1488149
LION STREET FINANCIAL, LLC
165828
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-07-23
D/A
$5,444,802.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. AXCELUS FINANCIAL PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO GAINS/LOSSES.
2023-05-09
D/A
$421,284.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-12
D/A
$365,074.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2020-03-24
D/A
$4,192,004.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. LILAC PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS ARE CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO INVESTMENT GAINS/LOSSES.
2019-06-03
D/A
$3,992,096.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. LILAC PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS ARE CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO INVESTMENT GAINS/LOSSES.
2016-06-24
D/A
$3,246,510.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS. LILAC PAYS SALES COMMISSIONS FROM CORPORATE RESOURCES. SALES COMMISSIONS ARE CALCULATED BASED ON CURRENT VALUE OF INVESTMENTS. CURRENT VALUE OF INVESTMENTS MAY VARY FROM TOTAL AMOUNT SOLD DUE TO INVESTMENT GAINS/LOSSES.