Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DEMPSEY LORD SMITH, LLC
141238
SCOTT MACONOCHIE
1480335
DEMPSEY LORD SMITH, LLC
141238
SCOTT D MACONOCHIE
1480335
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-01-07
D/A
$324,288.00
Yes
$0.00
Yes
2018-10-11
D/A
$770,000.00
Yes
$0.00
Yes
2018-08-17
D/A
$770,000.00
Yes
$0.00
Yes
2018-01-03
D/A
$495,682.00
No
$0.00
No
2017-12-28
D/A
$1,100,000.00
Yes
$0.00
No