Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
WALLACHBETH CAPITAL LLC
147853
NONE
NONE
WALLACHBETH CAPITAL LLC
147853
NONE
NONE
WALLACHBETH CAPITAL LLC
147853
NONE
NONE
WALLACHBETH CAPITAL LLC
147853
VESTEC SECURITIES, INC.
41409
WALLACHBETH CAPITAL LLC
147853
NONE
NONE
WALLACHBETH CAPITAL LLC
147853
NONE
NONE
WALLACH BETH CAPITAL LLC
147853
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-03-20
D
$225,000.00
Yes
$0.00
No
PLACEMENT AGENT FEE OF 9% PLUS WARRANTS TO PURCHASE 32,000 SHARES AT AN EXERCISE PRICE OF $1.64.
2024-02-12
D
$40,000.00
No
$0.00
No
2023-05-24
D
$200,500.00
Yes
$0.00
Yes
2023-03-13
D
$1,000,000.00
Yes
$0.00
No
$600,000 IN CASH (10%) AND 10% IN WARRANTS
2022-08-16
D
$38,560.00
Yes
$0.00
No
$24,000 IN CASH (4%) AND 2% IN WARRANTS ON 1,400,000 SHARES
2022-05-12
D
$41,000.00
No
$0.00
No
2022-02-23
D
$69,075.00
Yes
$0.00
No
IN ADDITION, SELLING AGENTS AND REFERRING FIRMS RECEIVE A CARRIED INTEREST OF 5.0%
2022-01-13
D
$128,265.00
Yes
$0.00
No
$86,015 TO BE PAID IS CASH WHILE THE COMPANY IS TO ISSUE 264,060, 5-YEAR WARRANTS WITH AN EXERCISE PRICE OF $0.25, CURRENTLY VALUED AT $0.16 BASED ON BLACK AND SCHOOLS OPTION PRICING MODEL.
2021-07-20
D
$119,850.00
No
$0.00
No