Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GARRISON R. BELLES
2789384
J. STREICHER CAPITAL LLC
146671
J. STREICHER CAPITAL, LLC
146671
ARIEL IMAS
2930352
NONE
NONE
J. STREICHER CAPITAL, LLC
146671
NONE
NONE
J. STREICHER CAPITAL LLC
146671
EASTGATE SECURITIES, LLC
146671
EASTGATE SECURITIES, LLC
146671
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-04-25
D/A
$57,500.00
No
$0.00
No
5,790,000 COMMON SHARES ALSO PAID AS COMMISSIONS
2023-03-20
D
$50,000.00
No
$0.00
No
5,790,000 COMMON SHARES ALSO PAID AS COMMISSIONS
2019-02-11
D/A
$187,800.00
No
$0.00
No
2018-06-19
D
$14,735.00
No
$0.00
No
PLACEMENT AGENT FEE.
2018-04-05
D/A
$111,825.00
No
$0.00
No
PLACEMENT AGENT FEE.
2018-02-07
D/A
$99,575.00
No
$0.00
No
PLACEMENT AGENT FEE.
2018-01-04
D/A
$65,800.00
No
$0.00
No
PLACEMENT AGENT FEE.
2017-11-30
D
$60,669.00
No
$0.00
No
2017-11-09
D/A
$38,325.00
No
$0.00
No
PLACEMENT AGENT FEE.
2017-10-19
D/A
$17,500.00
No
$0.00
No
PLACEMENT AGENT FEE.
2017-09-27
D/A
$25,000.00
No
$0.00
No
2017-08-03
D/A
$0.00
Yes
$0.00
Yes
2017-05-19
D/A
$60,000.00
Yes
$0.00
Yes
RETAINER
2017-01-31
D/A
$40,000.00
Yes
$0.00
Yes
RETAINER